New Filings (May 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 1375
Advisor Name
Type
Location Filing Date Details
ROOM40 CAPITAL LLC
IA NEW YORK, NY
May 13, 2026 11:42 AM
ROOT VENTURES MANAGER, LLC
ERA SAN FRANCISCO, CA
May 26, 2026 09:26 PM
ROPPEL CAPITAL MANAGEMENT LLC
IA PARK RIDGE, IL
May 12, 2026 12:20 PM
ROTHSCHILD WEALTH LLC
IA OAKBROOK, IL
May 12, 2026 05:29 PM
ROYALTY PHARMA SUB-MANAGER, LLC
IA NEW YORK, NY
May 04, 2026 05:51 PM
ROZARIO GLOBAL MANAGEMENT LLC
ERA NEW YORK, NY
May 02, 2026 09:26 PM
RREEF AMERICA L.L.C.
IA CHICAGO, IL
May 28, 2026 03:39 PM
RRW US, LLC
ERA [blank], [blank]
May 20, 2026 09:26 PM
RUBICON FOUNDERS, LLC
IA NASHVILLE, TN
May 08, 2026 11:54 AM
RWR INVESTMENTS LLC
IA DALLAS, TX
May 07, 2026 08:07 PM
RWR INVESTMENTS LLC
IA DALLAS, TX
May 06, 2026 01:07 PM
RWR INVESTMENTS LLC
IA DALLAS, TX
May 05, 2026 02:20 PM
S2G INVESTMENTS, LLC
IA CHICAGO, IL
May 04, 2026 10:03 AM
SABA CAPITAL MANAGEMENT, L.P.
IA NEW YORK, NY
May 29, 2026 05:43 PM
SABA LT, LP
IA NEW YORK, NY
May 04, 2026 06:04 PM
SADDLE POINT MANAGEMENT, L.P.
IA NEW YORK, NY
May 19, 2026 10:56 AM
SAF ADVISORS LLC
IA [blank], [blank]
May 06, 2026 05:04 PM
SAFE HARBOR CAPITAL PARTNERS
IA COCONUT GROVE, FL
May 04, 2026 11:19 AM
SAGE ADVISORS, LLC
IA NEW YORK, NY
May 18, 2026 10:27 AM
SAGE FINANCIAL GROUP INC.
IA WEST CONSHOHOCKEN, PA
May 19, 2026 02:13 PM
SAGE FINANCIAL GROUP INC.
IA WEST CONSHOHOCKEN, PA
May 05, 2026 04:01 PM
SAGE RESIDENTIAL MANAGEMENT LLC
IA MORRISTOWN, NJ
May 18, 2026 12:21 PM
SAGE RESIDENTIAL MANAGEMENT LLC
ERA MORRISTOWN, NJ
May 15, 2026 09:26 PM
SAGE RESIDENTIAL MANAGEMENT LLC
IA MORRISTOWN, NJ
May 15, 2026 03:12 PM
SAGIL CAPITAL
ERA LONDON, [blank]
May 08, 2026 09:26 PM
SALI FUND SERVICES
IA AUSTIN, TX
May 01, 2026 04:12 PM
SALUDA GRADE ASSET MANAGEMENT LLC
IA NEW YORK, NY
May 27, 2026 05:59 PM
SAMARA CAPITAL GT IM, LP
ERA NEW YORK CITY, NY
May 22, 2026 09:26 PM
SANDLER CAPITAL MANAGEMENT
IA NEW YORK, NY
May 14, 2026 04:19 PM
SANDLOT PARTNERS, LLC
IA OREM, UT
May 15, 2026 10:09 AM
SARGENT INVESTMENT GROUP
IA BETHESDA, MD
May 26, 2026 07:46 AM
SAROFIM REALTY ADVISORS LLC
IA HOUSTON, TX
May 12, 2026 04:02 PM
SAROFIM REALTY ADVISORS LLC
IA HOUSTON, TX
May 06, 2026 05:12 PM
SAROFIM REALTY ADVISORS LLC
IA HOUSTON, TX
May 06, 2026 05:04 PM
SAX WEALTH ADVISORS, LLC
IA PARSIPPANY, NJ
May 20, 2026 01:31 PM
SAX WEALTH ADVISORS, LLC
IA PARSIPPANY, NJ
May 11, 2026 11:59 AM
SBB RESEARCH GROUP LLC
IA NORTHBROOK, IL
May 04, 2026 12:45 PM
SC LOWY FINANCIAL (SG) PTE. LTD.
ERA SINGAPORE, [blank]
May 21, 2026 09:26 PM
SCENIC MANAGEMENT LLC
ERA SAN FRANCISCO, CA
May 20, 2026 09:26 PM
SCENIC MANAGEMENT LLC
IA SAN FRANCISCO, CA
May 20, 2026 09:36 AM
SCHEAR INVESTMENT ADVISERS, LLC
IA CINCINNATI, OH
May 28, 2026 11:31 AM
SCHONFELD STRATEGIC ADVISORS LLC
IA NEW YORK, NY
May 26, 2026 03:43 PM
SCIENCE & TECHNOLOGY PARTNERS, L.P.
IA GREENWICH, CT
May 29, 2026 05:18 PM
SCOUT ENERGY MANAGEMENT LLC
IA DALLAS, TX
May 21, 2026 03:50 PM
SCOUT INVESTMENTS, INC.
IA KANSAS CITY, MO
May 20, 2026 02:02 PM
SCOUT INVESTMENTS, INC.
IA KANSAS CITY, MO
May 20, 2026 08:23 AM
SDC CAPITAL PARTNERS, LLC
IA NEW YORK, NY
May 01, 2026 04:56 PM
SEAPORT CAPITAL, LLC
IA NEW YORK, NY
May 01, 2026 10:21 AM
SECTORAL ASSET MANAGEMENT INC.
IA MONTREAL, QUEBEC, [blank]
May 06, 2026 10:18 AM
SEIFDUNE MANAGEMENT, LP
ERA SAN FRANCISCO, CA
May 29, 2026 09:26 PM