New Filings (May 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 1375
Advisor Name
Type
Location Filing Date Details
ARCHITECT CAPITAL CORP.
IA SAN FRANCISCO, CA
May 11, 2026 11:21 AM
ARDAN EQUITY PARTNERS, LLC
IA WEST PALM BEACH, FL
May 05, 2026 12:54 PM
ARDSLEY PARTNERS
IA NORWALK, CT
May 06, 2026 04:22 PM
ARENA CAPITAL ADVISORS
IA LOS ANGELES, CA
May 14, 2026 05:00 PM
ARENA INVESTORS, LP
IA NEW YORK, NY
May 04, 2026 09:46 PM
ARES CAPITAL MANAGEMENT LLC
IA LOS ANGELES, CA
May 27, 2026 09:34 PM
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLC
IA LOS ANGELES, CA
May 29, 2026 05:58 PM
ARES MANAGEMENT LLC
IA LOS ANGELES, CA
May 26, 2026 10:52 PM
ARGAND PARTNERS, LP
IA NEW YORK, NY
May 21, 2026 10:45 AM
ARGO INFRASTRUCTURE PARTNERS LP
IA NEW YORK, NY
May 08, 2026 06:40 AM
ARGO MANAGEMENT AND RESEARCH COMPANY, LLC
IA [blank], [blank]
May 27, 2026 01:19 PM
ARGONNE CAPITAL GROUP, LLC
IA ATLANTA, GA
May 06, 2026 09:52 PM
ARGOS WEALTH ADVISORS LLC
IA [blank], [blank]
May 11, 2026 10:05 AM
ARISTIDES CAPITAL LLC
IA LOUISVILLE, KY
May 22, 2026 12:53 PM
ARROWROOT CAPITAL MANAGEMENT, LLC
IA MARINA DEL REY, CA
May 13, 2026 12:36 PM
ARTEMIS WEALTH ADVISORS, LLC
IA PORT WASHINGTON, NY
May 20, 2026 03:49 PM
ARTEMIS WEALTH ADVISORS, LLC
IA PORT WASHINGTON, NY
May 20, 2026 03:46 PM
ASA ASSET MANAGEMENT LLC
IA NEW YORK, NY
May 15, 2026 03:32 PM
ASHMORE INVESTMENT ADVISORS LIMITED
IA LONDON, [blank]
May 13, 2026 12:56 PM
ASHMORE INVESTMENT MANAGEMENT LTD
IA LONDON, [blank]
May 13, 2026 12:54 PM
ASIA FRONTIER INVESTMENTS LIMITED
ERA SHEUNG WAN, HONG KONG, [blank]
May 10, 2026 09:26 PM
ASPIRITY PARTNERS LLP
ERA LONDON, [blank]
May 08, 2026 09:26 PM
ASSET MANAGEMENT ONE USA INC.
IA NEW YORK, NY
May 29, 2026 01:43 PM
ASTARA CAPITAL PARTNERS, L.P.
IA NEW YORK, NY
May 04, 2026 01:21 PM
ATASH VENTURES, LLC
ERA BEVERLY HILLS, CA
May 01, 2026 09:26 PM
ATENTO CAPITAL
ERA TULSA, OK
May 18, 2026 09:26 PM
ATLAS
IA [blank], [blank]
May 08, 2026 11:26 AM
ATLAS HEALTH CAPITAL ADVISERS LLP
ERA LONDON, [blank]
May 14, 2026 09:26 PM
ATREIDES MANAGEMENT, LP
IA BOSTON, MA
May 29, 2026 09:50 AM
ATROPOS CAPITAL MANAGEMENT, LLC
ERA ST. LOUIS, MO
May 01, 2026 09:26 PM
ATW PARTNERS LLC
IA NEW YORK, NY
May 04, 2026 03:05 PM
AUDAX PRIVATE DEBT
IA NEW YORK, NY
May 27, 2026 05:31 PM
AULDBRASS PARTNERS, LP
IA NEW YORK, NY
May 29, 2026 03:08 PM
AURELIUS VENTURES
ERA SALT LAKE CITY, UT
May 05, 2026 09:26 PM
AURORA RE FUND MANAGER, LLC
ERA CHALFONT, PA
May 11, 2026 09:26 PM
AUSTIN VENTURES
ERA AUSTIN, TX
May 15, 2026 09:26 PM
AVENTURA PRIVATE WEALTH, LLC
IA AVENTURA, FL
May 04, 2026 02:28 PM
AVENUE ASIA CAPITAL MANAGEMENT, L.P.
IA NEW YORK CITY, NY
May 05, 2026 04:16 PM
AVENUE CAPITAL MANAGEMENT II, L.P.
IA NEW YORK, NY
May 05, 2026 04:35 PM
AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P.
IA NEW YORK, NY
May 05, 2026 04:43 PM
AVILA REAL ESTATE CAPITAL
IA CORTE MADERA, CA
May 13, 2026 09:27 AM
AVV
ERA HIGHLAND BEACH, FL
May 28, 2026 09:26 PM
AXA IM PRIME
ERA PUTEAUX, HAUTS DE SEINE, [blank]
May 27, 2026 09:26 PM
B CAPITAL
ERA MANHATTAN BEACH, CA
May 29, 2026 09:26 PM
B. RILEY VENTURE CAPITAL, LLC
ERA LOS ANGELES, CA
May 11, 2026 09:26 PM
B37 VENTURES
ERA SAN FRANCISCO, CA
May 14, 2026 09:26 PM
BACCHUS CAPITAL MANAGEMENT, LLC
ERA NY, NY
May 01, 2026 09:26 PM
BAILARD, INC.
IA FOSTER CITY, CA
May 29, 2026 03:27 PM
BAILLIE GIFFORD & CO LIMITED
ERA EDINBURGH, [blank]
May 29, 2026 09:26 PM
BAILLIE GIFFORD OVERSEAS LTD
IA EDINBURGH, [blank]
May 29, 2026 06:36 AM