New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Alaska (AK)

1 Filing

Alabama (AL)

3 Filings

Arizona (AZ)

3 Filings

California (CA)

84 Filings

Colorado (CO)

19 Filings

Connecticut (CT)

31 Filings

Delaware (DE)

1 Filing

Florida (FL)

75 Filings

Georgia (GA)

8 Filings

Illinois (IL)

32 Filings

Indiana (IN)

3 Filings

Kansas (KS)

1 Filing

Kentucky (KY)

3 Filings

Louisiana (LA)

1 Filing

Massachusetts (MA)

39 Filings

Maryland (MD)

5 Filings

Michigan (MI)

3 Filings

Minnesota (MN)

4 Filings

Missouri (MO)

9 Filings

North Carolina (NC)

4 Filings

New Jersey (NJ)

18 Filings

New Mexico (NM)

1 Filing

Nevada (NV)

5 Filings

New York (NY)

179 Filings

Ohio (OH)

5 Filings

Oklahoma (OK)

3 Filings

Pennsylvania (PA)

11 Filings

South Carolina (SC)

4 Filings

Tennessee (TN)

8 Filings

Texas (TX)

61 Filings

Utah (UT)

4 Filings

Virginia (VA)

8 Filings

Vermont (VT)

1 Filing

Washington (WA)

5 Filings

Wisconsin (WI)

2 Filings

West Virginia (WV)

1 Filing

Wyoming (WY)

2 Filings

Foreign / International

217 Filings