New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
021T CAPITAL MANAGEMENT, LLC
 ERA CAMBRIDGE, MA $40,460,934
Oct 27, 2026 01:45 AM
16TH AMENDMENT ADVISORS LLC
 IA NEW YORK, NY $71,456,330
Oct 22, 2026 03:59 PM
1812 CAPITAL LP
 ERA [blank], [blank] $41,874,517
Oct 28, 2026 01:45 AM
26NORTH
 IA NEW YORK, NY $17,960,216,804
Oct 29, 2026 01:40 PM
360 ONE ALTERNATES ASSET MANAGEMENT LIMITED
 ERA MUMBAI, MAHARASHTRA, [blank] $2,194,413,317
Oct 22, 2026 01:45 AM
360 ONE PORTFOLIO MANAGERS LIMITED
 IA MUMBAI, [blank] $10,501,570
Oct 27, 2026 10:15 PM
404 ENDEAVORS WIZARD INVESTMENT MANAGER, INC.
 ERA NEW YORK, NY $36,750,000
Oct 13, 2026 01:45 AM
50 SOUTH CAPITAL ADVISORS, LLC
 IA CHICAGO, IL $26,654,359,313
Oct 27, 2026 10:11 AM
A. WALKER & CO, LLC
 ERA NEW YORK, NY $49,490,000
Oct 28, 2026 01:45 AM
A.G.P / ALLIANCE GLOBAL PARTNERS
 IA WESTPORT, CT $1,092,095
Oct 28, 2026 04:06 PM
A.G.P / ALLIANCE GLOBAL PARTNERS
 IA WESTPORT, CT $1,092,095
Oct 02, 2026 11:36 AM
ABRA CAPITAL MANAGEMENT, LP
 IA SAN FRANCISCO, CA $132,401,295
Oct 05, 2026 11:57 AM
ABRDN ASIA LIMITED
 IA SINGAPORE, [blank] No funds
Oct 01, 2026 05:35 AM
ABRDN INVESTMENTS LIMITED
 IA EDINBURGH, [blank] $1,152,404,641
Oct 07, 2026 10:49 AM
ABUNDANCE WEALTH COUNSELORS, LLC
 IA STATE COLLEGE, PA $73,865,265
Oct 01, 2026 11:55 AM
ACME CREDIT PARTNERS
 IA BERWYN, PA $43,814,741
Oct 21, 2026 03:06 PM
ACME CREDIT PARTNERS
 IA NEW YORK, NY $43,814,741
Oct 01, 2026 01:44 PM
ACP CAPITAL MANAGEMENT, LLC
 IA MIAMI, FL $141,999,326
Oct 26, 2026 08:33 AM
ACRE MANAGER, LLC
 IA NEW YORK, NY $4,658,616,633
Oct 06, 2026 10:23 AM
ACRE MANAGER, LLC
 IA NEW YORK, NY $4,658,616,633
Oct 02, 2026 03:54 PM
ADAMANTEM CAPITAL MANAGEMENT PTY LTD
 ERA SYDNEY, NSW, [blank] $769,801,954
Oct 07, 2026 01:45 AM
ADAMS WEALTH ADVISORS
 IA LOGAN, UT $74,742,051
Oct 15, 2026 06:13 PM
ADAMS WEALTH ADVISORS
 IA LOGAN, UT $74,742,051
Oct 12, 2026 01:22 PM
ADAMS WEALTH ADVISORS
 IA LOGAN, UT $74,742,051
Oct 12, 2026 01:08 PM
AG DILLON ASSET MANAGEMENT LP
 IA NEW YORK, NY $252,480,648
Oct 29, 2026 05:21 PM
AG DILLON ASSET MANAGEMENT LP
 IA NEW YORK, CA $252,480,648
Oct 21, 2026 05:59 PM
AGILITY EQUITY PARTNERS
 IA PITTSBURGH, PA $177,142,959
Oct 21, 2026 04:38 PM
AIKYA INVESTMENT MANAGEMENT LIMITED
 IA LONDON, [blank] $96,266,214
Oct 01, 2026 01:13 PM
AIRTREE VENTURES
 ERA SURRY HILLS, NEW SOUTH WALES, [blank] $349,345,137
Oct 06, 2026 01:45 AM
ALBAR CAPITAL (USA) LLC
 ERA LONDON, [blank] No funds
Oct 23, 2026 01:45 AM
ALDERWICK & CO.
 ERA LONDON, GREATER LONDON, [blank] No funds
Oct 21, 2026 01:45 AM
ALL SEAS CAPITAL
 ERA LONDON, [blank] $594,774,556
Oct 22, 2026 01:45 AM
ALLEGHENY FINANCIAL GROUP
 IA PITTSBURGH, PA $176,792,523
Oct 23, 2026 11:29 AM
ALLEGHENY FINANCIAL GROUP
 IA PITTSBURGH, PA $176,792,523
Oct 08, 2026 03:19 PM
ALLSPRING GLOBAL INVESTMENTS (UK) LIMITED
 IA LONDON, [blank] No funds
Oct 15, 2026 11:04 AM
ALLWORTH FINANCIAL, L.P.
 IA FOLSOM, CA No funds
Oct 30, 2026 03:29 PM
ALM FIRST FINANCIAL ADVISORS LLC
 IA DALLAS, TX $42,032,462
Oct 06, 2026 01:14 PM
ALPHA SQUARE GROUP S, LLC
 IA NEW YORK, NY $1,596,349,060
Oct 16, 2026 05:45 PM
ALPHACORE CAPITAL LLC
 IA LA JOLLA, CA No funds
Oct 30, 2026 08:13 PM
ALPHACORE CAPITAL LLC
 IA LA JOLLA, CA No funds
Oct 30, 2026 07:57 PM
ALPHACORE CAPITAL LLC
 IA LA JOLLA, CA No funds
Oct 19, 2026 03:55 PM
ALPHACORE CAPITAL LLC
 IA LA JOLLA, CA No funds
Oct 01, 2026 02:12 PM
ALTFEST PERSONAL WEALTH MANAGEMENT
 IA NEW YORK, NY $12,625,841
Oct 26, 2026 08:59 AM
ALTOS VENTURES MANAGEMENT, INC.
 IA BURLINGAME, CA $4,984,930,624
Oct 22, 2026 12:26 PM
AMBER ROAD INVESTORS LP
 IA NEW YORK, NY $107,028,387
Oct 01, 2026 10:11 AM
AMERICAN CENTURY INVESTMENT MANAGEMENT INC
 IA KANSAS CITY, MO $150,811,321
Oct 27, 2026 02:52 PM
AMERICAN VO IM LLC
 ERA PALM BEACH GARDENS, FL $44,643,751
Oct 30, 2026 01:45 AM
AMIP MANAGEMENT
 IA SEAL BEACH, CA $1,459,339,351
Oct 06, 2026 02:34 PM
ANAVIO CAPITAL PARTNERS LLP
 ERA LONDON, [blank] $300,000
Oct 30, 2026 01:45 AM
ANTLER US INTERNATIONAL LLC
 ERA NEW YORK, NY $44,280,285
Oct 28, 2026 01:45 AM