New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
View Mode:
| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
COLUMBIA ADVISORY PARTNERS, LLC
|
IA | SPOKANE, WA | $16,000,000 |
Oct 27, 2026
12:37 PM
|
|
|
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
|
IA | BOSTON, MA | $5,254,778,781 |
Oct 30, 2026
09:39 AM
|
|
|
COLUMBIA RIVER ADVISORS
|
IA | TACOMA, WA | $73,438 |
Oct 28, 2026
04:34 PM
|
|
|
COMPASS GROUP LLC
|
IA | NEW YORK, NY | $240,799,002 |
Oct 21, 2026
05:30 PM
|
|
|
CONCENTRIC CAPITAL STRATEGIES L.P.
|
IA | STAMFORD, CT | $1,102,160,645 |
Oct 27, 2026
01:43 PM
|
|
|
COOLABAH CAPITAL INVESTMENTS (USA) INC
|
IA | MIAMI, FL | $64,740,000 |
Oct 22, 2026
09:12 AM
|
|
|
COOLABAH CAPITAL INVESTMENTS (USA) INC
|
IA | MIAMI, FL | $64,740,000 |
Oct 06, 2026
09:46 AM
|
|
|
COOPER CREEK PARTNERS MANAGEMENT LLC
|
IA | NEW YORK, NY | $2,463,492,436 |
Oct 20, 2026
04:13 PM
|
|
|
CORUNDUM GROUP, INC.
|
IA | COLORADO SPRINGS, CO | $862,589,827 |
Oct 19, 2026
03:47 PM
|
|
|
CORUNDUM PARTNERS
|
ERA | COLORADO SPRINGS, CO | $113,261,242 |
Oct 19, 2026
01:45 AM
|
|
|
CPC MANAGEMENT, LLC
|
IA | KANSAS CITY, MO | $428,027,880 |
Oct 01, 2026
12:14 PM
|
|
|
CRESCENT ROCK CAPITAL MANAGEMENT, LP
|
IA | SUMMIT, NJ | $103,300,000 |
Oct 30, 2026
03:33 PM
|
|
|
CRESCENT ROCK CAPITAL MANAGEMENT, LP
|
ERA | SUMMIT, NJ | $103,300,000 |
Oct 30, 2026
01:45 AM
|
|
|
CRG
|
IA | HOUSTON, TX | $1,375,428,135 |
Oct 01, 2026
04:28 PM
|
|
|
CROSS-BORDER IMPACT VENTURES
|
ERA | TORONTO, [blank] | $271,766,817 |
Oct 27, 2026
01:45 AM
|
|
|
CROWN LAKE CAPITAL, LLC
|
ERA | NORTHBROOK, IL | No funds |
Oct 06, 2026
01:45 AM
|
|
|
CRUISER CAPITAL ADVISORS, LLC
|
IA | STAMFORD, CT | $66,641,007 |
Oct 06, 2026
04:17 PM
|
|
|
CT INVESTMENT MANAGEMENT CO., LLC
|
IA | NEW YORK, NY | $6,592,698 |
Oct 19, 2026
10:41 PM
|
|
|
CURATED WEALTH PARTNERS, LLC
|
IA | EL SEGUNDO, CA | $59,930,146 |
Oct 22, 2026
04:57 PM
|
|
|
CUREWELL CAPITAL MANAGEMENT, LLC
|
IA | LOS ANGELES, CA | $744,310,775 |
Oct 26, 2026
09:36 AM
|
|
|
CURI CAPITAL, LLC
|
IA | CHICAGO, IL | $459,170,592 |
Oct 30, 2026
12:35 PM
|
|
|
CURI CAPITAL, LLC
|
IA | CHICAGO, IL | $459,170,592 |
Oct 30, 2026
12:31 PM
|
|
|
CVC ADVISERS JERSEY LIMITED
|
ERA | ST. HELIER, [blank] | $105,739,700,750 |
Oct 28, 2026
01:45 AM
|
|
|
CVC ADVISORS (U.S.) INC.
|
IA | NEW YORK, NY | $213,667,259 |
Oct 28, 2026
10:37 AM
|
|
|
CVC CAPITAL PARTNERS ADVISORY COMPANY LIMITED
|
ERA | ST. HELIER, [blank] | $702,812,090 |
Oct 28, 2026
01:45 AM
|
|
|
CVC CREDIT PARTNERS U.S. CLO MANAGEMENT LLC
|
IA | NEW YORK, NY | $2,333,583,223 |
Oct 28, 2026
10:10 AM
|
|
|
CVC CREDIT PARTNERS, LLC
|
IA | NEW YORK, NY | $36,695,221,916 |
Oct 28, 2026
11:23 AM
|
|
|
CVC CREDIT PARTNERS, LLC
|
IA | NEW YORK, NY | $36,695,221,916 |
Oct 28, 2026
10:12 AM
|
|
|
CVC SECONDARY PARTNERS (U.S.), LLC
|
IA | NEW YORK, NY | $21,254,608,023 |
Oct 28, 2026
10:22 AM
|
|
|
CW ADVISORS, LLC
|
IA | BOSTON, MA | $28,606,591 |
Oct 09, 2026
02:11 PM
|
|
|
CWA ASSET MANAGEMENT GROUP
|
IA | NAPLES, FL | $23,754,721 |
Oct 02, 2026
07:58 PM
|
|
|
D. BORAL IM LLC
|
ERA | NEW YORK, NY | $34,376,874 |
Oct 01, 2026
01:45 AM
|
|
|
D&T CAPITAL MANAGEMENT, LLC
|
ERA | MIAMI, FL | $2,585,000 |
Oct 29, 2026
01:45 AM
|
|
|
DARK FOREST CAPITAL MANAGEMENT LP
|
IA | NEW YORK, NY | $2,417,011,979 |
Oct 15, 2026
02:07 PM
|
|
|
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
|
IA | NEW YORK, NY | $66,050,303,852 |
Oct 08, 2026
05:04 PM
|
|
|
DAWSON PARTNERS
|
IA | NEW YORK, NY | $999,148,689 |
Oct 02, 2026
01:32 PM
|
|
|
DAWSON PARTNERS
|
IA | TORONTO, [blank] | $21,959,759,988 |
Oct 02, 2026
01:28 PM
|
|
|
DAYMARK WEALTH PARTNERS, LLC
|
IA | CINCINNATI, OH | No funds |
Oct 02, 2026
12:25 PM
|
|
|
DECADES HOLDINGS LP
|
ERA | [blank], [blank] | $80,000,000 |
Oct 05, 2026
01:45 AM
|
|
|
DECADES HOLDINGS LP
|
ERA | [blank], [blank] | $80,000,000 |
Oct 01, 2026
01:45 AM
|
|
|
DECIMAL CAPITAL, LLC
|
ERA | LOS ANGELES, CA | $154,500,000 |
Oct 27, 2026
01:45 AM
|
|
|
DECLARATION PARTNERS LP
|
IA | NEW YORK, NY | $1,986,123,252 |
Oct 28, 2026
01:26 PM
|
|
|
DEEP OCEAN CAPITAL MANAGEMENT LP
|
ERA | NEW YORK, NY | $535,000 |
Oct 06, 2026
01:45 AM
|
|
|
DEER PARK ROAD MANAGEMENT COMPANY, LP
|
IA | STEAMBOAT SPRINGS, CO | $3,417,705,781 |
Oct 01, 2026
11:12 AM
|
|
|
DFW CAPITAL PARTNERS
|
IA | NEW YORK, NY | $2,886,164,098 |
Oct 06, 2026
12:45 PM
|
|
|
DG WESTWIND CAPITAL LLP
|
ERA | LONDON, ENGLAND, [blank] | $89,609,917 |
Oct 09, 2026
01:45 AM
|
|
|
DIAMETRIC CAPITAL, LP
|
IA | BOSTON, MA | $993,268,890 |
Oct 01, 2026
02:04 PM
|
|
|
DIASTOLE WEALTH MANAGEMENT
|
IA | GUILFORD, CT | $25,000,000 |
Oct 28, 2026
02:03 PM
|
|
|
DIGITAL ASCENSION GROUP - WEALTH
|
IA | DALLAS, TX | $219,440,786 |
Oct 26, 2026
01:01 PM
|
|
|
DIGITAL ASCENSION GROUP - WEALTH
|
IA | DALLAS, TX | $219,440,786 |
Oct 06, 2026
03:46 PM
|