New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
HSBC SECURITIES (USA) INC.
 IA NEW YORK, NY $87,955,632
Oct 27, 2026 03:23 PM
HUDSON VALUE PARTNERS, LLC
 IA PALM BEACH, FL $4,899,652
Oct 14, 2026 02:08 PM
HUDSON VALUE PARTNERS, LLC
 IA PALM BEACH, FL $4,899,652
Oct 02, 2026 06:08 PM
ICONIQ CAPITAL, LLC
 IA SAN FRANCISCO, CA $101,711,672,648
Oct 23, 2026 11:44 AM
IFM INVESTORS PTY LTD
 IA MELBOURNE, [blank] $89,803,468,230
Oct 07, 2026 09:03 PM
IMPRESA MANAGEMENT LLC
 IA BOSTON, MA $16,434,225,000
Oct 01, 2026 11:48 AM
INGALLS INVESTMENT MANAGEMENT, LLC
 IA NEW YORK, NY $142,185,443
Oct 22, 2026 11:23 AM
INNOVIUS CAPITAL MANAGEMENT, LLC
 IA SAN FRANCISCO, CA $237,853,348
Oct 15, 2026 11:54 AM
INOVIA CAPITAL
 ERA MONTREAL, QUEBEC, [blank] $907,162,118
Oct 14, 2026 01:45 AM
INTEGRA OPPORTUNITY FUND MANAGER LLC
 ERA MIAMI, FL $77,250,000
Oct 28, 2026 01:45 AM
INTEGRATED ADVISORS NETWORK LLC
 IA DALLAS, TX $38,127,940
Oct 26, 2026 07:52 PM
INTELLECTUS PARTNERS, LLC
 IA SAN FRANCISCO, CA $57,817,860
Oct 01, 2026 04:24 PM
INTERVIA PARTNERS, LLC
 ERA SAN JOSE, CA $230,000
Oct 09, 2026 01:45 AM
IO CAPITAL, LLC
 IA [blank], [blank] No funds
Oct 05, 2026 04:03 PM
IPG INVESTMENT ADVISORS, LLC
 IA SAN DIEGO, CA $20,662,789
Oct 29, 2026 06:51 PM
IQ EQ ASSET MANAGEMENT LIMITED
 IA TOKYO, [blank] No funds
Oct 29, 2026 09:33 PM
IQ EQ FUND MANAGEMENT (SINGAPORE) PRIVATE LIMITED
 IA SINGAPORE, [blank] $10,724,540,555
Oct 02, 2026 05:42 AM
IRON CORE MANAGEMENT LLC
 ERA GLEN HEAD, NY No funds
Oct 12, 2026 01:45 AM
IRON POINT PARTNERS, LLC
 IA WASHINGTON, DC $1,489,755,467
Oct 15, 2026 12:29 PM
IRONLEAF CAPITAL, L.P
 ERA NEW YORK, NY $75,000,000
Oct 16, 2026 01:45 AM
IVY EVERGREEN, LLC
 IA CHARLESTON, SC $155,003,228
Oct 29, 2026 03:57 PM
J O HAMBRO CAPITAL MANAGEMENT LIMITED
 IA LONDON, [blank] No funds
Oct 13, 2026 02:25 PM
J.P. MORGAN PRIVATE INVESTMENTS INC.
 IA NEW YORK, NY $19,306,361,004
Oct 08, 2026 05:47 AM
JADE MOUNTAIN PARTNERS, LLC
 IA WHITE PLAINS, NY $963,671,467
Oct 29, 2026 04:04 PM
JEFFERIES FINANCE LLC
 IA NEW YORK, NY $14,789,522,456
Oct 23, 2026 03:10 PM
JELLOLA INVESTMENTS PTE. LTD.
 ERA SINGAPORE, [blank] No funds
Oct 12, 2026 01:45 AM
JINDE ASSET MANAGEMENT (HONG KONG) LIMITED
 ERA HONG KONG, [blank] $53,049,445
Oct 15, 2026 01:45 AM
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITED
 ERA EBENE, [blank] $17,270,510
Oct 14, 2026 01:45 AM
JMOON VENTURES, LLC
 ERA [blank], [blank] $25,000
Oct 28, 2026 01:45 AM
JPMORGAN ASSET MANAGEMENT (EUROPE) S.A.R.L.
 ERA SENNINGERBERG, [blank] No funds
Oct 06, 2026 01:45 AM
JTC AIFM SOLUTIONS UK
 ERA LONDON, [blank] $169,846,984
Oct 14, 2026 01:45 AM
KATE CAPITAL LLC
 IA WESTPORT, CT $47,391,908
Oct 15, 2026 02:22 PM
KAYNE ANDERSON CAPITAL ADVISORS, L.P.
 IA HOUSTON, TX $12,510,651,657
Oct 29, 2026 03:42 PM
KC CAPITAL MANAGEMENT LLC
 ERA TAMPA, FL $15,627
Oct 30, 2026 01:45 AM
KESHERCIRCLEFUND LLC
 ERA [blank], [blank] $1,200,000
Oct 15, 2026 01:45 AM
KILDARE PARTNERS US, LLC
 IA WESTLAKE, TX $1,492,547,573
Oct 27, 2026 10:49 AM
KING STREET CAPITAL MANAGEMENT, L.P.
 IA NEW YORK, NY $34,692,550,000
Oct 21, 2026 05:09 PM
KINGBIRD INVESTMENT MANAGEMENT
 ERA NEWTOWN, PA $74,429,998
Oct 30, 2026 01:45 AM
KINGDON CAPITAL MANAGEMENT, L.L.C.
 IA NEW YORK, NY $1,690,380,766
Oct 05, 2026 12:42 PM
KLINGENSTEIN FIELDS ADVISORS
 IA NEW YORK, NY $172,183,893
Oct 31, 2026 08:58 AM
KLINGENSTEIN FIELDS ADVISORS
 IA NEW YORK, NY $172,183,893
Oct 30, 2026 10:49 PM
L1 CAPITAL PTY LTD
 ERA MELBOURNE, VICTORIA, [blank] $524,121,430
Oct 28, 2026 01:45 AM
L1 CAPITAL PTY LTD
 ERA MELBOURNE, VICTORIA, [blank] $524,121,430
Oct 09, 2026 01:45 AM
LAKESHORE CAPITAL ASIA LTD.
 ERA SINGAPORE, [blank] $488,063,500
Oct 20, 2026 01:45 AM
LAMINGTON CAPITAL MANAGEMENT, LLC
 ERA PORT ST LUCIE, SAINT LUCIE, FL $2,925,000
Oct 26, 2026 01:45 AM
LANE BROTHERS INVESTMENT COUNSEL
 IA PRESCOTT, AZ $385,567
Oct 26, 2026 01:13 PM
LANE GENERATIONAL LLC
 IA [blank], [blank] No funds
Oct 19, 2026 02:32 PM
LANIAKEA FUNDS MANAGER, LLC
 ERA CHICAGO, IL $132,514,555
Oct 28, 2026 01:45 AM
LANTERN CAPITAL PARTNERS, L.P.
 ERA DALLAS, TX $123,987,228
Oct 23, 2026 01:45 AM
LAZARD ASSET MANAGEMENT LLC
 IA NEW YORK, NY $9,455,567,548
Oct 21, 2026 12:54 PM