New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
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| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
APOGEM CAPITAL LLC
|
IA | NEW YORK, NY | $18,112,759,423 |
Oct 16, 2026
04:54 PM
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APOLLO CAPITAL MANAGEMENT, L.P.
|
IA | NEW YORK, NY | $405,948,410,054 |
Oct 28, 2026
02:44 PM
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APOLLO CAPITAL MANAGEMENT, L.P.
|
IA | NEW YORK, NY | $405,948,410,054 |
Oct 01, 2026
01:37 PM
|
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AQUALIS PARTNERS LLC
|
IA | DARIEN, CT | $141,615,000 |
Oct 20, 2026
05:43 PM
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ARARAT CAPITAL MANAGEMENT LP
|
IA | WESTPORT, CT | $422,993,202 |
Oct 12, 2026
09:57 AM
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ARAX ADVISORY PARTNERS
|
IA | NEW YORK, NY | $571,275,258 |
Oct 27, 2026
04:47 PM
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ARCANO CAPITAL USA, INC.
|
ERA | NEWPORT BEACH, CA | $14,228,472 |
Oct 14, 2026
01:45 AM
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ARCHER CAPITAL GROWTH FUNDS PTY LTD
|
ERA | NORTH SYDNEY, [blank] | $341,574,000 |
Oct 05, 2026
01:45 AM
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ARCHIV CAPITAL MANAGEMENT LP
|
IA | [blank], [blank] | $475,500,000 |
Oct 14, 2026
09:19 AM
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ARCLIGHT CAPITAL PARTNERS, LLC
|
IA | BOSTON, MA | $13,544,705,539 |
Oct 20, 2026
10:40 AM
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ARDEN GLOBAL FAMILY OFFICES
|
IA | [blank], [blank] | $8,670,080 |
Oct 13, 2026
03:51 PM
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ARGA INVESTMENT MANAGEMENT, LP
|
IA | MIAMI, FL | $2,022,088,598 |
Oct 01, 2026
11:17 AM
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ARGA INVESTMENT MANAGEMENT, LP
|
IA | MIAMI, FL | $2,022,088,598 |
Oct 01, 2026
11:05 AM
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ARGA INVESTMENT MANAGEMENT, LP
|
IA | MIAMI, FL | $2,022,088,598 |
Oct 01, 2026
10:54 AM
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ARIEL ALTERNATIVES, LLC
|
IA | CHICAGO, IL | $1,666,696,260 |
Oct 01, 2026
06:53 PM
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ARINI CAPITAL MANAGEMENT (ME) LIMITED
|
ERA | AL MARYAH ISLAND, ABU DHABI, [blank] | No funds |
Oct 02, 2026
01:45 AM
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ARINI CAPITAL MANAGEMENT LIMITED
|
IA | LONDON, [blank] | $36,167,115,906 |
Oct 02, 2026
01:16 PM
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ARINI CAPITAL MANAGEMENT US LLC
|
IA | NEW YORK, NY | No funds |
Oct 02, 2026
01:18 PM
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ARISAIG PARTNERS (ASIA) PTE LTD
|
ERA | SINGAPORE, [blank] | $350,009,076 |
Oct 14, 2026
01:45 AM
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ARJUNA CAPITAL, LLC
|
IA | MANCHESTER, MA | $118,225,577 |
Oct 23, 2026
04:20 PM
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ARROWROOT FAMILY OFFICE, LLC
|
IA | MARINA DEL REY, CA | $7,689,990 |
Oct 19, 2026
03:46 PM
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ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
|
IA | BOSTON, MA | $173,229,948,959 |
Oct 09, 2026
11:32 AM
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ASA ASSET MANAGEMENT LLC
|
IA | NEW YORK, NY | $109,929,452 |
Oct 19, 2026
06:14 PM
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ASHGROVE CAPITAL LLP
|
ERA | LONDON, [blank] | $767,160,640 |
Oct 30, 2026
01:45 AM
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ASTARTE CAPITAL PARTNERS LLP
|
ERA | LONDON, [blank] | $365,989,188 |
Oct 13, 2026
01:45 AM
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ASTER CAPITAL MANAGEMENT (DIFC) LTD
|
ERA | DUBAI, [blank] | No funds |
Oct 16, 2026
01:45 AM
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ASTON CAPITAL MANAGEMENT
|
IA | CORAL GABLES, FL | $363,614,027 |
Oct 05, 2026
11:07 AM
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ATEGRA CAPITAL MANAGEMENT, LLC
|
IA | VIENNA, VA | $185,249,284 |
Oct 28, 2026
01:42 PM
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ATIVO CAPITAL MANAGEMENT, LLC
|
IA | CHICAGO, IL | $60,733,906 |
Oct 22, 2026
07:40 PM
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ATIVO CAPITAL MANAGEMENT, LLC
|
IA | CHICAGO, IL | $60,733,906 |
Oct 14, 2026
04:12 PM
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ATYANT CAPITAL MANAGEMENT LTD
|
IA | PORT-LOUIS, [blank] | $146,820,534 |
Oct 27, 2026
03:34 PM
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AUREUS ASSET MANAGEMENT, LLC
|
IA | BOSTON, MA | $182,556,433 |
Oct 28, 2026
11:24 AM
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AUTHENTIC VENTURES INVESTMENT MANAGER, LLC
|
IA | OAKLAND, CA | $201,179,039 |
Oct 23, 2026
11:39 AM
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AVENUE GROWTH PARTNERS LLC
|
IA | WASHINGTON, DC | $309,596,088 |
Oct 30, 2026
01:50 PM
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AVENUE GROWTH PARTNERS LLC
|
IA | WASHINGTON, DC | $309,596,088 |
Oct 13, 2026
04:19 PM
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AVENUE GROWTH PARTNERS LLC
|
ERA | WASHINGTON, DC | $309,596,088 |
Oct 13, 2026
01:45 AM
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AVERIN CAPITAL LLC
|
ERA | ANDOVER, MA | $178,841,000 |
Oct 12, 2026
01:45 AM
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AVIDITY PARTNERS MANAGEMENT LP
|
IA | DALLAS, TX | $1,059,191,006 |
Oct 30, 2026
05:44 PM
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AXON FINANCE LTD
|
ERA | DENVER, CO | $50,000 |
Oct 20, 2026
01:45 AM
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AZURIA CAPITAL
|
ERA | DENVER, CO | No funds |
Oct 09, 2026
01:45 AM
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BALDWIN WEALTH PARTNERS, LLC
|
IA | MARION, MA | $12,023,727 |
Oct 26, 2026
10:37 AM
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BALEEN CAPITAL MANAGEMENT LLC
|
IA | LAS VEGAS, NV | $32,036,800 |
Oct 05, 2026
02:37 PM
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BALLAST EQUITY PARTNERS MANAGEMENT COMPANY, LLC
|
IA | NEW YORK, NY | $111,922,530 |
Oct 01, 2026
03:03 PM
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BALLENTINE PARTNERS
|
IA | WALTHAM, MA | $525,285,000 |
Oct 22, 2026
10:39 AM
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BALLENTINE PARTNERS
|
IA | WALTHAM, MA | $525,285,000 |
Oct 22, 2026
10:10 AM
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BANNEKER PARTNERS LLC
|
IA | SAN FRANCISCO, CA | $3,363,413,524 |
Oct 07, 2026
05:30 PM
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BAROMETER CAPITAL MANAGEMENT
|
IA | TORONTO, ONTARIO, [blank] | $283,869,012 |
Oct 30, 2026
01:44 PM
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BAROMETER CAPITAL MANAGEMENT
|
IA | TORONTO, ONTARIO, [blank] | $283,869,012 |
Oct 30, 2026
01:26 PM
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BATTELL HOLDINGS MANAGEMENT, LLC
|
ERA | MEMPHIS, TN | $54,177,000 |
Oct 07, 2026
01:45 AM
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BAYFOREST
|
IA | LONDON, [blank] | $143,141,477 |
Oct 08, 2026
04:16 PM
|