New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC
 IA BALTIMORE, MD $8,893,461,941
Oct 30, 2026 01:55 PM
BU BREGAL UNTERNEHMERKAPITAL B.V.
 ERA AMSTERDAM, [blank] $4,941,198,453
Oct 15, 2026 01:45 AM
BXMT ADVISORS L.L.C.
 IA NEW YORK, NY $997,622,620
Oct 19, 2026 10:32 PM
CACHE ADVISORS LLC
 IA SAN FRANCISCO, CA $1,293,648,481
Oct 05, 2026 04:53 PM
CAIN CAPITAL MANAGEMENT, LP
 IA DALLAS, TX $22,301,373
Oct 01, 2026 09:55 AM
CALAMOS ADVISORS LLC
 IA NAPERVILLE, IL $215,116,981
Oct 30, 2026 07:34 AM
CALIGAN PARTNERS
 IA NEW YORK, NY $987,646,114
Oct 30, 2026 02:05 PM
CALLODINE BDC ADVISOR, LLC
 IA BOSTON, MA $238,711,843
Oct 12, 2026 01:23 PM
CALLODINE CREDIT MANAGEMENT
 IA BOSTON, MA $583,279,254
Oct 12, 2026 12:54 PM
CAPITAL INTERNATIONAL, INC.
 IA LOS ANGELES, CA $404,456,064
Oct 07, 2026 05:50 PM
CAPTION MANAGEMENT, LLC
 IA OKLAHOMA CITY, OK $1,204,248,749
Oct 30, 2026 01:26 PM
CAPTRUST
 IA RALEIGH, NC $223,032,285
Oct 29, 2026 12:38 PM
CARAPACE FINANCIAL ADVISORS LLC
 IA BEDMINSTER, NJ $37,684,013
Oct 21, 2026 11:20 AM
CARIBBEAN INVESTMENT & ACQUISITION LLC
 ERA SAN JUAN, PR $38,505,025
Oct 26, 2026 01:45 AM
CARLSON CAPITAL, L.P.
 IA DALLAS, TX $145,543,883
Oct 08, 2026 06:03 PM
CARLSON CAPITAL, L.P.
 IA DALLAS, TX $145,543,883
Oct 07, 2026 07:30 PM
CARY STREET PARTNERS
 IA RICHMOND, VA No funds
Oct 23, 2026 09:42 AM
CARY STREET PARTNERS
 IA RICHMOND, VA No funds
Oct 22, 2026 08:24 PM
CASTLE HOOK PARTNERS LP
 IA NEW YORK, NY $9,834,427,942
Oct 01, 2026 02:12 PM
CEDERBERG CAPITAL LIMITED
 ERA LONDON, [blank] $859,050,677
Oct 14, 2026 01:45 AM
CENTRICUS INVESTMENT ADVISORS (US) LLC
 IA SAN FRANCISCO, CA $1,021,274,038
Oct 14, 2026 03:43 PM
CERITY PARTNERS LLC
 IA NEW YORK, NY $113,271,042
Oct 28, 2026 03:48 PM
CERTARES MANAGEMENT LLC
 IA NEW YORK, NY $7,151,846,000
Oct 01, 2026 04:17 PM
CERTUM GROUP
 IA NEWARK, NJ $275,619,822
Oct 05, 2026 01:44 PM
CHALKSTREAM CAPITAL GROUP, L.P.
 IA [blank], [blank] $384,029,000
Oct 07, 2026 02:07 PM
CHARLESBANK CAPITAL PARTNERS, LLC
 IA BOSTON, MA $21,285,828,053
Oct 27, 2026 05:42 PM
CHORUS CAPITAL
 ERA LONDON, [blank] $3,087,201,472
Oct 09, 2026 01:45 AM
CIFC ASSET MANAGEMENT LLC
 IA MIAMI, FL $36,170,642,763
Oct 29, 2026 03:50 PM
CITIGROUP GLOBAL MARKETS INC.
 IA NEW YORK, NY No funds
Oct 30, 2026 07:48 PM
CITIGROUP GLOBAL MARKETS INC.
 IA NEW YORK, NY No funds
Oct 02, 2026 01:06 PM
CITY DIFFERENT INVESTMENTS
 IA SANTA FE, NM $24,636,501
Oct 05, 2026 08:01 PM
CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED
 IA LONDON, [blank] $3,966,478,448
Oct 30, 2026 04:20 PM
CITYROCK VENTURE PARTNERS
 ERA NEW YORK, NY $43,154,772
Oct 15, 2026 01:45 AM
CLARION CAPITAL PARTNERS, LLC
 IA NEW YORK, NY $1,135,349,343
Oct 16, 2026 01:22 PM
CLARION PARTNERS
 IA NEW YORK, NY $28,445,987,732
Oct 20, 2026 09:05 AM
CLARO ADVISORS INC.
 IA BOSTON, MA $3,672,001
Oct 02, 2026 04:40 PM
CLASS VI VENTURES, LLC
 IA DENVER, CO $14,904,815
Oct 15, 2026 06:52 PM
CLASS VI VENTURES, LLC
 IA DENVER, CO $14,904,815
Oct 15, 2026 06:47 PM
CLAY POINT INVESTORS
 ERA HOBE SOUND, FL $39,647,563
Oct 15, 2026 01:45 AM
CLAY POINT INVESTORS
 ERA HOBE SOUND, FL $39,647,563
Oct 15, 2026 01:45 AM
CLEARLAKE CAPITAL GROUP, L.P.
 IA SANTA MONICA, CA $75,338,843,808
Oct 30, 2026 06:27 PM
CLEARLEAF
 ERA LOUISVILLE, KY $47,392,294
Oct 09, 2026 01:45 AM
CLIFFWATER LLC
 IA MARINA DEL REY, CA $459,969,817
Oct 13, 2026 03:59 PM
CLIMATE INVESTMENT
 IA HOUSTON, TX $138,699,779
Oct 27, 2026 01:40 PM
CLOCKWISE CAPITAL LLC
 IA MIAMI, FL $5,906,807
Oct 09, 2026 05:49 PM
CLOUGH CAPITAL PARTNERS, LP
 IA BOSTON, MA $201,090,162
Oct 15, 2026 10:20 AM
CLOVER CREDIT MANAGEMENT, LLC
 IA NEW YORK, NY $3,471,419,706
Oct 20, 2026 04:58 PM
COATES, ROBERT CAINON
 ERA [blank], [blank] $1,340,380
Oct 16, 2026 01:45 AM
COBAN CAPITAL
 ERA JERSEY CITY, NJ $10,000
Oct 21, 2026 01:45 AM
COBBLEFIELD LLC
 ERA [blank], [blank] No funds
Oct 15, 2026 01:45 AM