New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
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| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
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GLIDEPATH ADVISORS, LLC
|
ERA | OPA-LOCKA, FL | $55,764,258 |
Oct 08, 2026
01:45 AM
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GLOBAL INFRASTRUCTURE MANAGEMENT, LLC
|
IA | NEW YORK, NY | $86,669,915,942 |
Oct 05, 2026
12:08 PM
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GODSPEED CAPITAL MANAGEMENT LP
|
IA | WASHINGTON, DC | $1,112,484,309 |
Oct 06, 2026
05:22 PM
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GOLDENTREE ASSET MANAGEMENT LP
|
IA | NEW YORK, NY | $56,143,787,927 |
Oct 08, 2026
03:36 PM
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GOOSE POND ASSET MANAGEMENT LP
|
IA | WEST NEWTON, MA | $244,337,000 |
Oct 09, 2026
07:31 PM
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GORDIAN CAPITAL JAPAN LIMITED
|
IA | TOKYO, [blank] | No funds |
Oct 28, 2026
08:39 PM
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GORDIAN CAPITAL JAPAN LIMITED
|
IA | TOKYO, [blank] | No funds |
Oct 28, 2026
08:30 PM
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GORDIAN CAPITAL JAPAN LIMITED
|
IA | TOKYO, [blank] | No funds |
Oct 28, 2026
08:14 PM
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GQG PRIVATE CAPITAL SOLUTIONS LLC
|
IA | TACOMA, WA | $402,732,000 |
Oct 27, 2026
01:39 PM
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GRAMERCY FUNDS MANAGEMENT LLC
|
IA | WEST PALM BEACH, FL | $8,554,459,007 |
Oct 06, 2026
10:59 AM
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GRAND ALLIANCE ASSET MANAGEMENT LTD.
|
IA | HONG KONG, [blank] | $762,623,338 |
Oct 30, 2026
07:11 AM
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GRAYSCALE ADVISORS
|
IA | STAMFORD, CT | $13,113,994 |
Oct 22, 2026
03:52 PM
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GREAT ELM CAPITAL MANAGEMENT, LLC
|
IA | PALM BEACH GARDENS, FL | $6,596,879 |
Oct 02, 2026
12:16 PM
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GREENBROOK MANAGEMENT, LLC
|
IA | NEW YORK, NY | $110,103,988 |
Oct 21, 2026
12:49 PM
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GRIMES & COMPANY
|
IA | WESTBOROUGH, MA | $4,740,898 |
Oct 22, 2026
01:59 PM
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GROWTH EQUITY PARTNERS ADVISOR LLC
|
IA | MIAMI, FL | No funds |
Oct 26, 2026
07:57 PM
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GRYPHON ADVISORS, LLC
|
IA | SAN FRANCISCO, CA | $8,001,465,480 |
Oct 21, 2026
11:10 AM
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GRYPHON ADVISORS, LLC
|
IA | SAN FRANCISCO, CA | $8,001,465,480 |
Oct 21, 2026
10:15 AM
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GS GAMMA ADVISORS, LLC
|
IA | NEW YORK, NY | $298,592,251 |
Oct 05, 2026
05:12 PM
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GTIS PARTNERS
|
IA | NEW YORK, NY | $1,259,814,303 |
Oct 15, 2026
02:57 PM
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GUDO PARTNERS LLC
|
ERA | NEW YORK, NY | $41,400,118 |
Oct 15, 2026
01:45 AM
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GUGGENHEIM CORPORATE FUNDING, LLC
|
IA | NEW YORK, NY | $8,366,074,206 |
Oct 05, 2026
12:19 PM
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GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC
|
IA | STAMFORD, CT | $155,438,401 |
Oct 05, 2026
12:19 PM
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GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC
|
IA | NEW YORK, NY | $9,006,483,129 |
Oct 05, 2026
12:18 PM
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GUGGENHEIM PRIVATE INVESTMENTS, LLC
|
IA | NEW YORK, NY | $333,000,000 |
Oct 05, 2026
12:20 PM
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HACKMAN CAPITAL PARTNERS, LLC
|
IA | CULVER CITY, CA | $1,188,556,117 |
Oct 28, 2026
09:27 PM
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HAFELE INVESTMENTS
|
IA | LOUISVILLE, KY | $57,736,800 |
Oct 22, 2026
09:57 AM
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HAKLUYT CAPITAL LIMITED
|
ERA | LONDON, [blank] | $58,502,193 |
Oct 23, 2026
01:45 AM
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HALLE CAPITAL MANAGEMENT LP
|
IA | NEW YORK, NY | $1,017,064,179 |
Oct 20, 2026
05:37 PM
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HALTER FERGUSON FINANCIAL INC
|
IA | CARMEL, IN | $3,834,000 |
Oct 01, 2026
11:06 AM
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HAMILTON CAPITAL
|
IA | COLUMBUS, OH | $18,230,000 |
Oct 23, 2026
01:52 PM
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HANTZ FINANCIAL SERVICES, INC.
|
IA | SOUTHFIELD, MI | $77,412,612 |
Oct 16, 2026
02:05 PM
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HATTERAS INVESTMENT PARTNERS, LP
|
IA | RALEIGH, NC | $400 |
Oct 16, 2026
04:15 PM
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HB WEALTH
|
IA | ATLANTA, GA | $860,285,669 |
Oct 07, 2026
10:51 AM
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HELIKON INVESTMENTS LIMITED
|
ERA | LONDON, [blank] | $6,564,251,118 |
Oct 07, 2026
01:45 AM
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HERONBRIDGE
|
IA | BATH, [blank] | $92,866,491 |
Oct 13, 2026
11:17 AM
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HIGH TRAIL CAPITAL
|
IA | HOBOKEN, NJ | No funds |
Oct 29, 2026
10:46 AM
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HIGHTOWER ADVISORS, LLC
|
IA | CHICAGO, IL | $181,634,713 |
Oct 13, 2026
11:43 AM
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HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLC
|
IA | BOSTON, MA | $5,904,549,002 |
Oct 22, 2026
04:31 PM
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HILDENE CAPITAL MANAGEMENT
|
IA | STAMFORD, CT | $15,791,775,070 |
Oct 20, 2026
11:52 AM
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HLV VENTURES
|
IA | HAUPPAUGE, NY | $74,829,279 |
Oct 29, 2026
09:36 AM
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HOLCOMBE FINANCIAL, INC.
|
IA | ATLANTA, GA | $17,033,703 |
Oct 16, 2026
02:35 PM
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HOLLYPORT CAPITAL LLP
|
IA | LONDON, [blank] | $8,851,091,622 |
Oct 29, 2026
02:34 PM
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HOLMES FINANCIAL MANAGEMENT CO., LLC
|
ERA | HOUSTON, TX | $49,200,000 |
Oct 02, 2026
01:45 AM
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HOMESTEAD CAPITAL USA, LLC
|
IA | SAN FRANCISCO, CA | $1,733,879,782 |
Oct 02, 2026
05:25 PM
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HOPLON ASSET MANAGEMENT, L.P.
|
IA | GREENWICH, CT | $170,149,303 |
Oct 16, 2026
10:12 AM
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HORIKO CAPITAL MANAGEMENT LLC
|
IA | MIAMI, FL | $248,881,524 |
Oct 09, 2026
02:58 PM
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HORIKO CAPITAL MANAGEMENT LLC
|
IA | MIAMI, FL | $248,881,524 |
Oct 09, 2026
02:54 PM
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HORSLEY BRIDGE PARTNERS LLC
|
IA | SAN FRANCISCO, CA | $25,354,535,405 |
Oct 09, 2026
07:19 PM
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HSBC SECURITIES (USA) INC.
|
IA | NEW YORK, NY | $87,955,632 |
Oct 27, 2026
03:28 PM
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