New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
View Mode:
Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
LEFT BRAIN WEALTH MANAGEMENT, LLC
 IA NAPERVILLE, IL $39,262,884
Oct 02, 2026 10:00 AM
LEFT BRAIN WEALTH MANAGEMENT, LLC
 IA NAPERVILLE, IL $39,262,884
Oct 02, 2026 09:53 AM
LEGGETT CAPITAL PARTNERS
 IA HOUSTON, TX $333,447,771
Oct 28, 2026 02:53 PM
LEGGETT CAPITAL PARTNERS
 IA HOUSTON, TX $333,447,771
Oct 22, 2026 10:52 AM
LEITMOTIF
 ERA PALO ALTO, CA $329,264,452
Oct 30, 2026 01:45 AM
LEUTHOLD WEEDEN CAPITAL MANAGEMENT
 IA MINNEAPOLIS, MN $41,576,724
Oct 05, 2026 07:40 PM
LEVEL 5 CAPITAL PARTNERS, LLC
 IA [blank], [blank] $327,192,200
Oct 01, 2026 04:38 PM
LGT CAPITAL PARTNERS (UK)
 ERA LONDON, GREATER LONDON, [blank] No funds
Oct 09, 2026 01:45 AM
LIBERTY WEALTH MANAGEMENT, LLC
 IA OAKLAND, CA $5,023,964
Oct 16, 2026 07:32 PM
LIDO
 IA LOS ANGELES, CA $684,006,991
Oct 29, 2026 08:18 PM
LIFE LINE FAMILY HERITAGE FUND MANAGEMENT, LLC
 ERA BEVERLY HILLS, CA $26,500,000
Oct 13, 2026 01:45 AM
LIFETIME WEALTH MANAGEMENT P.C.
 IA ROCKWALL, TX No funds
Oct 15, 2026 05:52 PM
LIM ADVISORS LIMITED
 ERA HONG KONG, [blank] $266,007,395
Oct 13, 2026 01:45 AM
LINK SIGNIS MANAGEMENT, LLC
 ERA CAMBRIDGE, MA $18,562,000
Oct 26, 2026 01:45 AM
LIVELLO CAPITAL MANAGEMENT LP
 ERA NEW YORK, NY $99,399,536
Oct 21, 2026 01:45 AM
LMR PARTNERS (DIFC) LIMITED
 ERA DUBAI, [blank] No funds
Oct 19, 2026 01:45 AM
LMR PARTNERS (IRELAND) LIMITED
 ERA DUBLIN 4, BALLSBRIDGE, [blank] No funds
Oct 19, 2026 01:45 AM
LMR PARTNERS AG
 ERA ZURICH, [blank] $104,803,981
Oct 19, 2026 01:45 AM
LMR PARTNERS LIMITED
 ERA HONG KONG, [blank] No funds
Oct 19, 2026 01:45 AM
LMR PARTNERS LLC
 IA NEW YORK, NY $374,149,317,861
Oct 28, 2026 03:04 PM
LMR PARTNERS LLP
 ERA LONDON, [blank] No funds
Oct 19, 2026 01:45 AM
LONG FOCUS CAPITAL MANAGEMENT LLC
 IA SAN JUAN, PR $1,745,725,803
Oct 27, 2026 01:12 PM
LONGHORN CAPITAL PARTNERS, L.P.
 IA FORT WORTH, TX No funds
Oct 26, 2026 05:41 PM
LONGRANGE CAPITAL, L.P.
 IA STAMFORD, CT $2,209,737,000
Oct 01, 2026 11:44 AM
LOOM CAPITAL MANAGEMENT LLC
 IA NEW YORK, NY $29,683,661
Oct 21, 2026 04:51 PM
LPS SPV MANAGER, LLC
 ERA NEW YORK, NY $500,000
Oct 01, 2026 01:45 AM
LYNK CAPITAL MANAGEMENT COMPANY, LLC
 IA JACKSONVILLE, FL No funds
Oct 21, 2026 08:19 AM
LYNX1 CAPITAL MANAGEMENT LP
 IA DORADO, PR $576,777,186
Oct 07, 2026 12:46 PM
LYONS WEALTH MANAGEMENT
 IA WINTER PARK, FL $4,758,601
Oct 29, 2026 07:17 PM
M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED
 ERA LONDON, [blank] $2,294,616,819
Oct 14, 2026 01:45 AM
M&G INVESTMENT MANAGEMENT LTD.
 ERA LONDON, ENGLAND, [blank] $19,400,357,618
Oct 14, 2026 01:45 AM
M&G LUXEMBOURG S.A.
 ERA LUXEMBOURG, [blank] No funds
Oct 15, 2026 01:45 AM
MA ASSET MANAGEMENT, LLC
 IA NEW YORK, NY $103,069,846
Oct 21, 2026 02:39 PM
MA ASSET MANAGEMENT, LLC
 IA IRVINGTON, NY $103,069,846
Oct 06, 2026 11:08 AM
MACKENZIE INVESTMENTS
 IA BOSTON, MA $618,598,499
Oct 16, 2026 12:02 PM
MAGARIAN CAPITAL MANAGEMENT, LLC
 IA [blank], [blank] $128,121,298
Oct 23, 2026 10:39 AM
MAI CAPITAL MANAGEMENT, LLC
 IA CLEVELAND, OH $841,295,139
Oct 01, 2026 05:14 PM
MAINSAIL ASSET MANAGEMENT, LLC
 IA BIRMINGHAM, AL $83,044,908
Oct 05, 2026 02:10 PM
MAR ACROSS MANAGEMENT LLC
 ERA MIAMI, FL $377,403,724
Oct 23, 2026 01:45 AM
MARATHON ASSET MANAGEMENT, L.P.
 IA NEW YORK, NY $28,529,439,253
Oct 28, 2026 05:15 PM
MARCUARD FAMILY OFFICE LTD
 IA ZURICH, [blank] No funds
Oct 12, 2026 03:26 PM
MARINER
 IA OVERLAND PARK, KS $11,360,559
Oct 02, 2026 02:51 PM
MARKLE FINANCIAL LLC
 IA LARAMIE, WY $100,000
Oct 30, 2026 01:39 PM
MARKLEY CAPITAL MANAGEMENT LP
 ERA MIAMI BEACH, FL $145,296,148
Oct 30, 2026 01:45 AM
MARS GENERAL PARTNER, INC.
 ERA NEEDHAM, MA $5,000,000
Oct 27, 2026 01:45 AM
MARSH INVESTMENTS US LLC
 IA BOSTON, MA $19,872,453,340
Oct 27, 2026 01:37 PM
MARTIN INVESTMENT MANAGEMENT, LLC
 IA PALM BEACH GARDENS, FL $3,580,447
Oct 26, 2026 09:11 AM
MARTIN INVESTMENT MANAGEMENT, LLC
 IA PALM BEACH GARDENS, FL $3,580,447
Oct 23, 2026 08:50 PM
MARTIN INVESTMENT MANAGEMENT, LLC
 IA PALM BEACH GARDENS, FL $3,580,447
Oct 23, 2026 11:06 AM
MARTIN INVESTMENT MANAGEMENT, LLC
 IA PALM BEACH GARDENS, FL $3,580,447
Oct 20, 2026 03:53 PM