New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
PASADENA PRIVATE WEALTH, LLC
 IA PASADENA, CA $131,402,192
Oct 01, 2026 12:19 PM
PATAGON MARKETS LLC
 ERA [blank], [blank] $38,862,500
Oct 21, 2026 01:45 AM
PATAGON MARKETS LLC
 ERA NEW YORK, NY $38,862,500
Oct 07, 2026 01:45 AM
PATHWAY CAPITAL MANAGEMENT, LP
 IA IRVINE, CA $42,937,911,273
Oct 29, 2026 04:39 PM
PEARL STREET CAPITAL PARTNERS
 ERA [blank], [blank] $134,700,000
Oct 16, 2026 01:45 AM
PEGASUS CAPITAL ADVISORS, L.P.
 IA STAMFORD, CT $356,907,194
Oct 14, 2026 12:24 PM
PEMBANI REMGRO INFRASTRUCTURE MANAGERS
 ERA JOHANNESBURG, [blank] $85,237,150
Oct 01, 2026 01:45 AM
PERIGON
 ERA MIAMI, FL $176,850,944
Oct 02, 2026 01:45 AM
PHASE CAPITAL
 ERA NASHVILLE, TN $1,000,000
Oct 28, 2026 01:45 AM
PILGRIM PARTNERS ASIA (PTE.) LTD.
 ERA SINGAPORE, [blank] $137,553,046
Oct 23, 2026 01:45 AM
PINE RIVER CAPITAL MANAGEMENT L.P.
 IA MINNETONKA, MN $5,961,756,541
Oct 08, 2026 04:15 PM
PLATFORM INVESTMENTS, LLC
 IA KANSAS CITY, MO $1,313,196,917
Oct 20, 2026 12:58 PM
PLEXUS CAPITAL
 IA RALEIGH, NC $3,851,903,818
Oct 18, 2026 02:26 PM
PLUSTICK MANAGEMENT LLC
 IA CHARLOTTESVILLE, VA $250,206,252
Oct 28, 2026 03:45 PM
PNT ASSET MANAGEMENT LLC
 ERA CHICAGO, IL No funds
Oct 01, 2026 01:45 AM
POLUS CAPITAL MANAGEMENT LIMITED
 IA LONDON, [blank] $6,623,187,336
Oct 14, 2026 06:20 AM
POMERIUM CAPITAL MANAGEMENT, LLC
 ERA SARATOGA, CA No funds
Oct 30, 2026 01:45 AM
POMONA CAPITAL
 IA NEW YORK, NY $11,508,598,294
Oct 06, 2026 05:00 PM
POPULAR ASSET MANAGEMENT
 IA SAN JUAN, PR $111,501,289
Oct 21, 2026 02:44 PM
PORTELL CAPITAL FUND IM, LLC
 ERA [blank], [blank] No funds
Oct 22, 2026 01:45 AM
PPB ADVISORS, LLC
 IA WEST CONSHOHOCKEN, PA $4,660,272,903
Oct 21, 2026 12:13 PM
PRANA CAPITAL MANAGEMENT LP
 IA GREENWICH, CT $3,251,502,837
Oct 08, 2026 03:29 PM
PRCE MANAGEMENT LLC
 IA ALPHARETTA, GA $22,203,118
Oct 16, 2026 04:20 PM
PRESSTIGE GLOBAL VENTURES LLC
 ERA FT. LAUDERDALE, FL No funds
Oct 12, 2026 01:45 AM
PRESTON CAPITAL
 IA ALISO VIEJO, CA $1,054,611,662
Oct 19, 2026 03:32 PM
PRIDES CROSSING CAPITAL MANAGEMENT, LLC
 ERA [blank], [blank] $114,390,064
Oct 28, 2026 01:45 AM
PRIMAL DAO ASSET MANAGEMENT LLC
 ERA [blank], [blank] $6,837,142
Oct 20, 2026 01:45 AM
PROALTUS USA
 IA MIAMI, FL $238,060,607
Oct 16, 2026 03:53 PM
PROCYON
 IA SHELTON, CT $43,143,370
Oct 23, 2026 04:18 PM
PROCYON
 IA SHELTON, CT $43,143,370
Oct 13, 2026 04:54 PM
PROLOG VENTURES HL II, LLC
 ERA ST. LOUIS, MO $2,792,680
Oct 20, 2026 01:45 AM
PROTERRA INVESTMENT PARTNERS LP
 IA MINNEAPOLIS, MN $2,885,243,526
Oct 23, 2026 05:06 PM
PROTOCOL WEALTH, LLC
 IA DENVER, CO No funds
Oct 12, 2026 10:32 PM
PROTOCOL WEALTH, LLC
 IA DENVER, CO No funds
Oct 07, 2026 03:24 PM
PROTOCOL WEALTH, LLC
 IA DENVER, CO No funds
Oct 07, 2026 03:21 PM
PROTOCOL WEALTH, LLC
 IA DENVER, CO No funds
Oct 01, 2026 11:01 PM
PRUDENT INVESTMENT MANAGERS LLP
 ERA [blank], [blank] $16,180,268
Oct 06, 2026 01:45 AM
QCORE FUND MANAGEMENT AG
 ERA ZURICH, [blank] $68,137,570
Oct 14, 2026 01:45 AM
RAINE CAPITAL LLC
 IA NEW YORK, NY $4,447,700,094
Oct 22, 2026 01:01 PM
RAINTREE CAPITAL MANAGEMENT LLC
 ERA SCOTTSDALE, AZ $76,348,675
Oct 13, 2026 01:45 AM
RAND CAPITAL MANAGEMENT
 IA BUFFALO, NY $73,759,661
Oct 12, 2026 02:02 PM
RAVEN CAPITAL MANAGEMENT LLC
 IA PALM BEACH GARDENS, FL $139,262,557
Oct 08, 2026 01:22 PM
RAVEN CREDIT CAPITAL MANAGEMENT LLC
 IA SANTA MONICA, CA $1,453,107,882
Oct 08, 2026 01:24 PM
RAVEN MUSIC PARTNERS LLC
 IA PALM BEACH GARDENS, FL $265,421,808
Oct 08, 2026 01:19 PM
READOUT CAPITAL, LP
 ERA [blank], [blank] $27,848,649
Oct 30, 2026 01:45 AM
RECURSIVE
 ERA [blank], [blank] $2,260
Oct 07, 2026 01:45 AM
REDHAWK ADVISORY
 ERA BIRMINGHAM, AL $36,000,000
Oct 06, 2026 01:45 AM
REGATTA CAPITAL GROUP, LLC
 IA EL SEGUNDO, CA $15,224,297
Oct 22, 2026 05:54 PM
REPUBLIC SQUARE
 IA AUSTIN, TX $102,381,735
Oct 20, 2026 10:12 AM
REPUBLIC SQUARE
 IA AUSTIN, TX $102,381,735
Oct 20, 2026 10:08 AM