New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
View Mode:
| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
SUPERSTATE ADVISERS LLC
|
IA | NEW YORK, NY | $1,246,016,000 |
Oct 30, 2026
08:41 PM
|
|
|
SUREFIRE CAPITAL
|
ERA | MONTREAL, QUEBEC, [blank] | $2,535,896 |
Oct 12, 2026
01:45 AM
|
|
|
SWBC INVESTMENT COMPANY
|
IA | SAN ANTONIO, TX | $6,243,624 |
Oct 16, 2026
08:59 AM
|
|
|
SWEETSPOT MANAGEMENT AND SERVICE LLC
|
ERA | [blank], [blank] | $82,435,408 |
Oct 14, 2026
01:45 AM
|
|
|
SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC
|
IA | SOUTHBURY, CT | No funds |
Oct 23, 2026
12:57 PM
|
|
|
SWS CAPITAL MANAGEMENT, LLC
|
IA | NEW YORK, NY | $197,129,589 |
Oct 30, 2026
07:32 PM
|
|
|
SYCAMORE TREE CAPITAL PARTNERS, L.P.
|
IA | DALLAS, TX | $3,754,334,748 |
Oct 01, 2026
11:11 AM
|
|
|
SYNORA CAPITAL MANAGEMENT LLC
|
ERA | [blank], [blank] | No funds |
Oct 09, 2026
01:45 AM
|
|
|
SYNORA CAPITAL MANAGEMENT LLC
|
ERA | [blank], [blank] | No funds |
Oct 07, 2026
01:45 AM
|
|
|
TAURUS PRIVATE MARKETS, LLC
|
IA | WAYNE, PA | $508,710,000 |
Oct 01, 2026
09:04 AM
|
|
|
TCG CAPITAL MANAGEMENT
|
IA | PLAYA VISTA, CA | $2,761,371,269 |
Oct 23, 2026
01:13 PM
|
|
|
TEMPORIS CAPITAL LIMITED
|
ERA | LONDON, [blank] | $95,047,569 |
Oct 08, 2026
01:45 AM
|
|
|
TENSILE CAPITAL MANAGEMENT LP
|
IA | LARKSPUR, CA | $1,827,822,064 |
Oct 20, 2026
10:38 AM
|
|
|
TENUCIA PARTNERS LIMITED
|
ERA | HONG KONG, [blank] | $196,880,623 |
Oct 12, 2026
01:45 AM
|
|
|
TERRACAP MANAGEMENT LLC
|
IA | NAPLES, FL | $1,328,764,237 |
Oct 26, 2026
12:37 PM
|
|
|
TERRACAP MANAGEMENT LLC
|
IA | NAPLES, FL | $1,328,764,237 |
Oct 14, 2026
02:33 PM
|
|
|
TETRAGON FINANCIAL MANAGEMENT LP
|
IA | NEW YORK, NY | $4,256,460,791 |
Oct 19, 2026
04:45 PM
|
|
|
TETRAGON PARTNERS L.P.
|
IA | NEW YORK, NY | $4,361,151,924 |
Oct 19, 2026
04:41 PM
|
|
|
TEZA CAPITAL MANAGEMENT LLC
|
IA | AUSTIN, TX | $114,042,000 |
Oct 14, 2026
12:23 PM
|
|
|
THE INVICTUS COLLECTIVE, LLC
|
IA | PARK RIDGE, IL | $2,025,000 |
Oct 22, 2026
10:05 AM
|
|
|
THE VISTRIA GROUP, LP
|
IA | CHICAGO, IL | $13,987,698,223 |
Oct 20, 2026
07:20 PM
|
|
|
THEOREM
|
IA | NEW YORK, NY | $1,025,795,952 |
Oct 01, 2026
08:27 PM
|
|
|
THIRD EYE GLOBAL LLC
|
ERA | NEW YORK, NY | $138,889,282 |
Oct 30, 2026
01:45 AM
|
|
|
THOMA BRAVO
|
IA | CHICAGO, IL | $182,914,500,000 |
Oct 08, 2026
02:26 PM
|
|
|
THOMAS J. HERZFELD ADVISORS, INC.
|
IA | MIAMI BEACH, FL | $957,975,088 |
Oct 27, 2026
05:34 PM
|
|
|
THOMPSON MERIDIAN ADVISORS
|
ERA | AUSTIN, TX | $3,500,000 |
Oct 30, 2026
01:45 AM
|
|
|
THOMPSON MERIDIAN ADVISORS
|
ERA | AUSTIN, TX | $3,500,000 |
Oct 16, 2026
01:45 AM
|
|
|
TIDE ROCK LEVERAGECO MANAGER, LLC
|
IA | SOLANA BEACH, CA | $908,880,318 |
Oct 06, 2026
12:51 PM
|
|
|
TIDE ROCK LEVERAGECO MANAGER, LLC
|
IA | SOLANA BEACH, CA | $908,880,318 |
Oct 06, 2026
09:35 AM
|
|
|
TIDE ROCK LEVERAGECO MANAGER, LLC
|
IA | SOLANA BEACH, CA | $908,880,318 |
Oct 06, 2026
09:17 AM
|
|
|
TIPTREE ADVISORS, LLC
|
IA | NEW YORK, NY | $738,549,290 |
Oct 06, 2026
09:40 AM
|
|
|
TLS ADVISORS LLC
|
IA | MIAMI, FL | $137,932,550 |
Oct 19, 2026
04:26 PM
|
|
|
TMF FUND MANAGEMENT (IRELAND) LIMITED
|
ERA | DUBLIN, [blank] | $2,822,227,343 |
Oct 06, 2026
01:45 AM
|
|
|
TOP DOWN FOUNDERS FUND I LIMITED PARTNERSHIP
|
ERA | VANCOUVER, BC, [blank] | $27,718,000 |
Oct 08, 2026
01:45 AM
|
|
|
TRACE HOLDINGS MANAGEMENT LLC
|
IA | LOS ANGELES, CA | $1,121,067,094 |
Oct 09, 2026
09:17 AM
|
|
|
TRANSCEND CAPITAL ADVISORS, LLC
|
IA | MADISON, NJ | $360,487,404 |
Oct 23, 2026
02:42 PM
|
|
|
TRANSPOSE PLATFORM MANAGEMENT, LLC
|
IA | KATY, TX | $3,630,070,863 |
Oct 05, 2026
04:29 PM
|
|
|
TRENCHES CAPITAL MANAGEMENT LLC
|
ERA | PHOENIX, AZ | $13,475,654 |
Oct 19, 2026
01:45 AM
|
|
|
TRIBECA INVESTMENT PARTNERS PTY LTD
|
ERA | SYDNEY, [blank] | $141,000,000 |
Oct 29, 2026
01:45 AM
|
|
|
TRIBUNE INVESTMENT GROUP
|
IA | NEW YORK, NY | $318,095,750 |
Oct 28, 2026
03:55 PM
|
|
|
TRIMARAN ADVISORS, L.L.C.
|
IA | NEW YORK, NY | $6,228,033,000 |
Oct 15, 2026
02:10 PM
|
|
|
TRINITAS CAPITAL MANAGEMENT
|
IA | DALLAS, TX | $19,556,165,447 |
Oct 30, 2026
06:18 PM
|
|
|
TRITONPOINT CAPITAL, LLC
|
IA | CHEVY CHASE, MD | $22,980,000 |
Oct 23, 2026
02:31 PM
|
|
|
TROLUCE CAPITAL ADVISORS LLC
|
IA | DORADO, PR | $2,101,515,285 |
Oct 26, 2026
02:27 PM
|
|
|
TROOP CAPITAL MANAGEMENT
|
ERA | DALLAS, TX | No funds |
Oct 16, 2026
01:45 AM
|
|
|
TRUE NORTH ADVISORS, LLC
|
IA | DALLAS, TX | $1,084,458,091 |
Oct 30, 2026
09:36 AM
|
|
|
TRUE NORTH ADVISORS, LLC
|
IA | DALLAS, TX | $1,084,458,091 |
Oct 20, 2026
04:21 PM
|
|
|
TRUEHAVEN CAPITAL
|
IA | FRANKLIN, TN | $4,374,012 |
Oct 13, 2026
06:43 PM
|
|
|
TRUST ADVISORS, INC.
|
IA | HOUSTON, TX | $6,764,714,145 |
Oct 19, 2026
11:39 AM
|
|
|
TUDOR INVESTMENT CORPORATION
|
IA | STAMFORD, CT | $105,951,516,894 |
Oct 02, 2026
11:53 AM
|