New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
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| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
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SEA POINT CAPITAL PARTNERS, LP
|
ERA | [blank], [blank] | $8,361,036 |
Oct 27, 2026
01:45 AM
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SELKIRK MANAGEMENT, LLC
|
IA | CHATHAM, NJ | $443,024,794 |
Oct 13, 2026
10:16 AM
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SEMINAL BEAUTY AND WELLNESS INVESTMENTS, LLC
|
ERA | RADNOR, PA | $82,377,000 |
Oct 28, 2026
01:45 AM
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SEVEN GRAND MANAGERS LLC
|
IA | BRONXVILLE, NY | $10,176,057 |
Oct 16, 2026
04:15 PM
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SF1VC LLC
|
ERA | SAN MATEO, CA | $37,321,500 |
Oct 26, 2026
01:45 AM
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SFMG WEALTH ADVISORS
|
IA | PLANO, TX | $376,821 |
Oct 05, 2026
04:20 PM
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SHAWSPRING PARTNERS, LLC
|
IA | BOSTON, MA | $305,598,936 |
Oct 30, 2026
01:16 PM
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SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC
|
IA | CARMEL, IN | $44,025,741 |
Oct 30, 2026
04:57 PM
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SIDOXIA CAPITAL MANAGEMENT, LLC
|
IA | NEWPORT BEACH, CA | $941,743 |
Oct 22, 2026
09:36 AM
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SIERRA MANAGEMENT GROUP
|
IA | RENO, NV | $32,633,145 |
Oct 21, 2026
08:36 AM
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SILVER LAKE TECHNOLOGY MANAGEMENT, LLC
|
IA | MENLO PARK, CA | $116,961,804,660 |
Oct 22, 2026
05:41 PM
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SILVER ROCK FINANCIAL LP
|
IA | LOS ANGELES, CA | $4,414,272,305 |
Oct 26, 2026
11:03 AM
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SIMPLEADVISORY LLC
|
IA | GARDEN CITY, NY | $42,124,271 |
Oct 14, 2026
04:03 PM
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SINEWAVE VENTURES, LLC
|
ERA | MCLEAN, VA | $314,511,320 |
Oct 02, 2026
01:45 AM
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SINGAPORE GOKU TECHNOLOGIES PTE. LTD.
|
ERA | SINGAPORE, [blank] | $33,000,000 |
Oct 01, 2026
01:45 AM
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SIRIOS CAPITAL MANAGEMENT, L.P.
|
IA | BOSTON, MA | $690,679,764 |
Oct 22, 2026
04:45 PM
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SIRIOS CAPITAL MANAGEMENT, L.P.
|
IA | BOSTON, MA | $690,679,764 |
Oct 07, 2026
02:38 PM
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SIRIS CAPITAL GROUP, LLC
|
IA | WEST PALM BEACH, FL | $4,091,489,389 |
Oct 26, 2026
12:30 PM
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SIXTH STREET ADVISERS, LLC
|
IA | DALLAS, TX | $90,512,775,100 |
Oct 02, 2026
05:09 PM
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SKYVIEW INVESTMENT ADVISORS, LLC
|
IA | SHREWSBURY, NJ | $139,173,145 |
Oct 26, 2026
04:33 PM
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SKYWATCH LTD
|
ERA | [blank], [blank] | $494,000 |
Oct 29, 2026
01:45 AM
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SLATER CAPITAL PARTNERS
|
ERA | [blank], [blank] | No funds |
Oct 05, 2026
01:45 AM
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SNOW PEAK CAPITAL, LLC
|
IA | BROOMFIELD, CO | $174,287,948 |
Oct 22, 2026
11:00 AM
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SOLAS BIOVENTURES MANAGEMENT, LLC
|
IA | CHATTANOOGA, TN | $164,966,818 |
Oct 01, 2026
05:06 PM
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SOLLINDA CAPITAL MANAGEMENT LLC
|
IA | MIAMI, FL | $1,000,000 |
Oct 16, 2026
04:36 PM
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SOUTHEAST CAPITAL MANAGEMENT LTD
|
IA | [blank], [blank] | $32,000 |
Oct 19, 2026
11:42 AM
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SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD
|
IA | SINGAPORE CITY, [blank] | $8,695,548 |
Oct 29, 2026
10:29 AM
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SOVEREIGN'S CAPITAL MANAGEMENT, LLC
|
IA | ATLANTA, GA | $1,174,078,000 |
Oct 30, 2026
10:25 AM
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SPRING MOUNTAIN CAPITAL, LP
|
IA | NEW YORK, NY | $225,482,513 |
Oct 28, 2026
09:19 AM
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SPRUCEVIEW CAPITAL PARTNERS LLC
|
IA | DENVER, CO | $1,803,911,702 |
Oct 22, 2026
06:36 PM
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SPRUCEVIEW CAPITAL PARTNERS LLC
|
IA | DENVER, CO | $1,803,911,702 |
Oct 20, 2026
05:11 PM
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SPX CAPITAL MANAGEMENT SINGAPORE PTE. LTD.
|
ERA | SINGAPORE, [blank] | No funds |
Oct 02, 2026
01:45 AM
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SPX INTERNATIONAL ASSET MANAGEMENT LTD.
|
ERA | LONDON, [blank] | No funds |
Oct 02, 2026
01:45 AM
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SRD INNOVATION FUND LLC
|
ERA | CARSON CITY, NV | $17,101,823 |
Oct 16, 2026
01:45 AM
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SRD INNOVATION FUND LLC
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ERA | CARSON CITY, NV | $17,101,823 |
Oct 16, 2026
01:45 AM
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STANDARD CRYPTO MANAGEMENT LP
|
IA | [blank], [blank] | $1,347,235,874 |
Oct 05, 2026
06:37 PM
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STANDARD INVESTMENTS LLC
|
IA | NEW YORK, NY | $10,037,321,237 |
Oct 16, 2026
09:48 AM
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STARA CAPITAL PARTNERS LP
|
IA | LOS ANGELES, CA | No funds |
Oct 15, 2026
03:27 PM
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STARA CAPITAL PARTNERS LP
|
IA | LOS ANGELES, CA | No funds |
Oct 08, 2026
04:15 PM
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STEELHEAD CAPITAL MANAGEMENT, LLC
|
IA | FORT WORTH, TX | $202,799,906 |
Oct 16, 2026
05:10 PM
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STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
IA | ST LOUIS, MO | $367,284,917 |
Oct 22, 2026
12:58 PM
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STONEBRIDGE PARTNERS LLC
|
IA | WHITE PLAINS, NY | $99,435,678 |
Oct 12, 2026
05:32 PM
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STONEMARCC CAPITAL MANAGEMENT LLC
|
ERA | SAINT PETERSBURG, FL | No funds |
Oct 23, 2026
01:45 AM
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STONEPEAK
|
IA | NEW YORK, NY | $56,468,112,972 |
Oct 05, 2026
04:42 PM
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STRATEGIC INVESTMENT MANAGEMENT, LLC
|
IA | ARLINGTON, VA | $11,590,770,102 |
Oct 09, 2026
12:59 PM
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STRATEGY ASSET MANAGERS L.L.C.
|
IA | PASADENA, CA | $11,405,837 |
Oct 07, 2026
03:34 PM
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STRIVEPOINT CAPITAL, LLC
|
ERA | [blank], [blank] | $5,420,000 |
Oct 07, 2026
01:45 AM
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SUCCESSFUL PORTFOLIOS LLC
|
IA | CLEARWATER, FL | $8,280,966 |
Oct 09, 2026
03:05 PM
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SUMMIT MANAGEMENT TECHNOLOGIES ABX, LLC
|
ERA | [blank], [blank] | $7,714,798 |
Oct 15, 2026
01:45 AM
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SUMMITTX CAPITAL, L.P.
|
IA | FORT WORTH, TX | $10,097,280,833 |
Oct 19, 2026
01:18 PM
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