New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
View Mode:
| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
REQUISITE CAPITAL MANAGEMENT LLC
|
IA | DALLAS, TX | $160,320,000 |
Oct 19, 2026
04:34 PM
|
|
|
RESEARCH AFFILIATES
|
IA | NEWPORT BEACH, CA | No funds |
Oct 29, 2026
01:15 PM
|
|
|
REVELAR CAPITAL LLC
|
IA | NEW YORK, NY | $4,362,354,078 |
Oct 26, 2026
12:37 PM
|
|
|
RJA ASSET MANAGEMENT LLC
|
IA | STAMFORD, CT | $245,240,671 |
Oct 29, 2026
03:52 PM
|
|
|
RJA ASSET MANAGEMENT LLC
|
IA | STAMFORD, CT | $245,240,671 |
Oct 19, 2026
12:23 PM
|
|
|
RJA ASSET MANAGEMENT LLC
|
IA | STAMFORD, CT | $245,240,671 |
Oct 16, 2026
10:20 AM
|
|
|
RLH CAPITAL, LLC
|
IA | [blank], [blank] | $64,700,000 |
Oct 22, 2026
12:55 PM
|
|
|
RLH CAPITAL, LLC
|
IA | [blank], [blank] | $64,700,000 |
Oct 01, 2026
05:00 PM
|
|
|
ROG VI L.L.C.
|
IA | HOUSTON, TX | $561,274,529 |
Oct 21, 2026
05:48 PM
|
|
|
ROKOS CAPITAL MANAGEMENT (US) LP
|
IA | NEW YORK CITY, NY | $178,095,563 |
Oct 20, 2026
05:29 PM
|
|
|
ROKOS CAPITAL MANAGEMENT LLP
|
IA | LONDON, [blank] | $219,439,595,264 |
Oct 20, 2026
05:35 PM
|
|
|
ROMULUS CAPITAL MANAGEMENT, LLC
|
ERA | [blank], [blank] | $1,186,316,860 |
Oct 27, 2026
01:45 AM
|
|
|
ROO CAPITAL MANAGEMENT I, LLC
|
ERA | COCONUT GROVE, FL | $123,228,000 |
Oct 09, 2026
01:45 AM
|
|
|
ROTHSCHILD INVESTMENT
|
IA | CHICAGO, IL | $1,500,000 |
Oct 22, 2026
01:28 PM
|
|
|
ROTHSCHILD INVESTMENT
|
IA | CHICAGO, IL | $1,500,000 |
Oct 22, 2026
01:23 PM
|
|
|
ROTHSCHILD WEALTH LLC
|
IA | OAKBROOK, IL | $14,900,000 |
Oct 30, 2026
04:46 PM
|
|
|
ROTHSCHILD WEALTH LLC
|
IA | OAKBROOK, IL | $14,900,000 |
Oct 27, 2026
05:36 PM
|
|
|
RREEF AMERICA L.L.C.
|
IA | CHICAGO, IL | $7,516,919,757 |
Oct 14, 2026
03:08 PM
|
|
|
RUFFER LLP
|
IA | LONDON, [blank] | $4,947,147,187 |
Oct 13, 2026
09:21 AM
|
|
|
RULE ONE PARTNERS, LLC
|
IA | MORELAND, GA | $6,071,080 |
Oct 08, 2026
01:01 PM
|
|
|
S.B. VALUE PARTNERS, L.P.
|
IA | SAN ANTONIO, TX | $43,858,148 |
Oct 22, 2026
09:06 AM
|
|
|
S.B. VALUE PARTNERS, L.P.
|
IA | SAN ANTONIO, TX | $43,858,148 |
Oct 07, 2026
04:23 PM
|
|
|
SAFANAD INC.
|
IA | NEW YORK, NY | $603,554,879 |
Oct 28, 2026
07:50 AM
|
|
|
SAFANAD INC.
|
IA | NEW YORK, NY | $603,554,879 |
Oct 26, 2026
12:51 PM
|
|
|
SAFANAD INC.
|
IA | NEW YORK, NY | $603,554,879 |
Oct 15, 2026
12:09 PM
|
|
|
SAFANAD INDUSTRY CAPITAL INTERNET INFRASTRUCTURE MANAGEMENT, LLC
|
ERA | NEW YORK, NY | $3,066,516 |
Oct 26, 2026
01:45 AM
|
|
|
SAGE CAPITAL MANAGEMENT LLC
|
IA | [blank], [blank] | $846,924 |
Oct 21, 2026
06:32 PM
|
|
|
SAGE MOUNTAIN ADVISORS, LLC
|
IA | ATLANTA, GA | $31,057,113 |
Oct 29, 2026
02:23 PM
|
|
|
SAMSARA BIOCAPITAL, LLC
|
IA | [blank], [blank] | $2,319,440,625 |
Oct 28, 2026
11:40 AM
|
|
|
SANDALWOOD SECURITIES, INC.
|
IA | ROSELAND, NJ | $1,372,096,860 |
Oct 02, 2026
02:14 PM
|
|
|
SARONA ASSET MANAGEMENT INC.
|
IA | KITCHENER, [blank] | $212,226,106 |
Oct 02, 2026
01:12 PM
|
|
|
SATURNA CAPITAL CORPORATION
|
IA | BELLINGHAM, WA | No funds |
Oct 23, 2026
05:08 PM
|
|
|
SAVANO DIRECT CAPITAL PARTNERS, LLC
|
IA | BALTIMORE, MD | $519,057,969 |
Oct 20, 2026
02:44 PM
|
|
|
SAX WEALTH ADVISORS, LLC
|
IA | PARSIPPANY, NJ | $19,336,584 |
Oct 28, 2026
09:10 AM
|
|
|
SAX WEALTH ADVISORS, LLC
|
IA | PARSIPPANY, NJ | $19,336,584 |
Oct 13, 2026
01:14 PM
|
|
|
SAX WEALTH ADVISORS, LLC
|
IA | PARSIPPANY, NJ | $19,336,584 |
Oct 12, 2026
10:40 AM
|
|
|
SAZZE PARTNERS, INC.
|
ERA | BURLINGAME, CA | $442,952,461 |
Oct 30, 2026
01:45 AM
|
|
|
SCALAR GAUGE MANAGEMENT, LLC
|
IA | DALLAS, TX | $133,186,414 |
Oct 02, 2026
04:30 PM
|
|
|
SCHEAR INVESTMENT ADVISERS, LLC
|
IA | CINCINNATI, OH | $12,180,866 |
Oct 21, 2026
02:28 PM
|
|
|
SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A.
|
ERA | SENNINGERBERG, [blank] | No funds |
Oct 30, 2026
01:45 AM
|
|
|
SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG
|
ERA | ZURICH, [blank] | $1,753,909,036 |
Oct 29, 2026
01:45 AM
|
|
|
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC
|
IA | NEW YORK, NY | $8,569,906,920 |
Oct 30, 2026
11:41 AM
|
|
|
SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD
|
IA | LONDON, [blank] | No funds |
Oct 30, 2026
02:17 PM
|
|
|
SCHRODERS CAPITAL MANAGEMENT (US) INC.
|
IA | NEW YORK, NY | $14,553,390,845 |
Oct 28, 2026
05:25 PM
|
|
|
SCHRODERS CAPITAL MANAGEMENT (US) LLC
|
IA | NEW YORK, NY | $14,553,390,845 |
Oct 29, 2026
08:07 AM
|
|
|
SCHRODERS GREENCOAT LLP
|
ERA | LONDON, [blank] | $483,074,583 |
Oct 28, 2026
01:45 AM
|
|
|
SCOPIA CAPITAL MANAGEMENT LP
|
IA | NEW YORK, NY | $407,610,897 |
Oct 01, 2026
01:21 PM
|
|
|
SCS CAPITAL MANAGEMENT LLC
|
IA | BOSTON, MA | $16,825,912,267 |
Oct 07, 2026
04:08 PM
|
|
|
SCULPTOR CAPITAL LP
|
IA | NEW YORK, NY | $68,541,788,698 |
Oct 09, 2026
02:42 PM
|
|
|
SCULPTOR CAPITAL LP
|
IA | NEW YORK, NY | $68,541,788,698 |
Oct 09, 2026
02:36 PM
|