New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
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| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
NASSAU PRIVATE CREDIT LLC
|
IA | DARIEN, CT | $327,185,927 |
Oct 06, 2026
06:39 PM
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NAUTILUS FUNDING SOLUTIONS
|
ERA | DANIEL ISLAND, SC | $6,000,000 |
Oct 07, 2026
01:45 AM
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|
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NEUBERGER BERMAN LOAN ADVISERS II LLC
|
IA | CHICAGO, IL | $9,046,060,763 |
Oct 29, 2026
01:09 PM
|
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NEUBERGER BERMAN LOAN ADVISERS LLC
|
IA | CHICAGO, IL | $4,927,981,711 |
Oct 29, 2026
01:15 PM
|
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NEUMEIER POMA INVESTMENT COUNSEL LLC
|
IA | CARMEL, CA | $66,335,907 |
Oct 30, 2026
03:47 PM
|
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NEW 2ND CAPITAL
|
IA | NEW YORK, NY | $2,380,668,573 |
Oct 19, 2026
09:32 AM
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NEW CHINA CAPITAL MANAGEMENT CORP.
|
IA | STAMFORD, CT | $211,720,000 |
Oct 29, 2026
10:24 AM
|
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NEW MOUNTAIN CREDIT CLO ADVISERS, L.L.C.
|
IA | NEW YORK, NY | $3,395,580,946 |
Oct 15, 2026
03:28 PM
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NEW WAVE LOANS RESIDENTIAL, LLC
|
IA | NORTH MIAMI BEACH, FL | $119,141,179 |
Oct 29, 2026
04:59 PM
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NEW WAVE LOANS RESIDENTIAL, LLC
|
IA | NORTH MIAMI BEACH, FL | $119,141,179 |
Oct 28, 2026
06:30 PM
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NEW WAVE LOANS RESIDENTIAL, LLC
|
IA | NORTH MIAMI BEACH, FL | $119,141,179 |
Oct 28, 2026
06:27 PM
|
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NEXEPTION CAPITAL
|
ERA | [blank], [blank] | $14,000,000 |
Oct 01, 2026
01:45 AM
|
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NEXT HORIZON CAPITAL
|
IA | SAN FRANCISCO, CA | $745,404,743 |
Oct 22, 2026
03:24 PM
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NOMURA CAPITAL MANAGEMENT LLC
|
IA | NEW YORK, NY | $208,087,319 |
Oct 05, 2026
01:28 PM
|
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|
NONPUBLIC
|
ERA | [blank], [blank] | $297,788,294 |
Oct 19, 2026
01:45 AM
|
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NORDIKA FORVALTNING AB
|
ERA | STOCKHOLM, [blank] | $500,521,405 |
Oct 06, 2026
01:45 AM
|
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NORTHGATE CAPITAL, L.P.
|
IA | DANVILLE, CA | $1,828,680,223 |
Oct 27, 2026
09:43 AM
|
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NXT CAPITAL INVESTMENT ADVISERS, LLC
|
IA | CHICAGO, IL | $3,235,606,250 |
Oct 20, 2026
04:59 PM
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OA PRIVATE CAPITAL
|
IA | GRAND RAPIDS, MI | $12,690,804,357 |
Oct 16, 2026
01:36 PM
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OCEANS EQUITY
|
ERA | MIAMI, FL | $75,561,022 |
Oct 15, 2026
01:45 AM
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OCEANSOUND PARTNERS, LP
|
IA | NEW YORK, NY | $6,948,089,028 |
Oct 26, 2026
02:56 PM
|
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OCTAHEDRON CAPITAL MANAGEMENT, L.P.
|
IA | BURLINGAME, CA | $594,220,808 |
Oct 01, 2026
10:53 AM
|
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ODYSSEY INVESTMENT PARTNERS, LLC
|
IA | NEW YORK, NY | $7,854,936,660 |
Oct 05, 2026
04:21 PM
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OLD HICKORY PARTNERS MANAGEMENT, LP
|
IA | AUSTIN, TX | $366,339,504 |
Oct 26, 2026
04:23 PM
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OLD MISSION ASSET MANAGEMENT LLC
|
IA | CHICAGO, IL | $34,125,865,189 |
Oct 01, 2026
03:01 PM
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OLIVE PARTNERS MANAGEMENT
|
IA | PALO ALTO, CA | $465,172,141 |
Oct 01, 2026
05:43 PM
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OM ADVISERS LP
|
IA | SUMMIT, NJ | $189,487,829 |
Oct 20, 2026
11:13 AM
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ONE AXBRIDGE GLOBAL LLC
|
ERA | [blank], [blank] | No funds |
Oct 11, 2026
01:45 AM
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ONE FIN CAPITAL MANAGEMENT LP
|
IA | SAN FRANCISCO, CA | $830,571,358 |
Oct 01, 2026
02:33 PM
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ONE QUEEN CAPITAL INC.
|
IA | TORONTO, ONTARIO, [blank] | $26,338,687,595 |
Oct 27, 2026
12:36 PM
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ONE QUEEN CAPITAL INC.
|
IA | TORONTO, ONTARIO, [blank] | $26,338,687,595 |
Oct 27, 2026
12:27 PM
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ONE QUEEN CAPITAL INC.
|
IA | TORONTO, ONTARIO, [blank] | $26,338,687,595 |
Oct 27, 2026
12:24 PM
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ONE RIVER ASSET MANAGEMENT, LLC
|
IA | STAMFORD, CT | $2,530,528,113 |
Oct 14, 2026
04:33 PM
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OPEROSE ADVISORS LLC
|
IA | MILWAUKEE, WI | $25,560,596 |
Oct 13, 2026
05:38 PM
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OPEROSE ADVISORS LLC
|
IA | MILWAUKEE, WI | $6,488,432 |
Oct 13, 2026
03:45 PM
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ORANGE INVESTMENT ADVISORS, LLC
|
IA | WINTER PARK, FL | $22,191,408 |
Oct 13, 2026
03:58 PM
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ORION GLOBAL ADVISORS US INC
|
IA | LAS VEGAS, NV | $40,287,970 |
Oct 20, 2026
12:35 PM
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ORIX ADVISERS, LLC
|
IA | NEW YORK, NY | $6,569,429,814 |
Oct 22, 2026
12:24 PM
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OUTLIERS INVESTMENT ADVISORY LIMITED
|
ERA | TAIPEI, TAIWAN, [blank] | $38,650,000 |
Oct 03, 2026
01:45 AM
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OVERBAY CAPITAL PARTNERS
|
IA | TORONTO, [blank] | $3,569,090,117 |
Oct 20, 2026
11:53 AM
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OXFORD FINANCIAL GROUP, LTD
|
IA | CARMEL, IN | $3,400,202,557 |
Oct 19, 2026
04:25 PM
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PACIFIC ASSET MANAGEMENT
|
IA | LONDON, [blank] | $1,243,936,293 |
Oct 09, 2026
02:56 PM
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PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
|
IA | NEWPORT BEACH, CA | $286,966,503,114 |
Oct 23, 2026
05:45 PM
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PACIFIC PRIVATE FUND ADVISORS LLC
|
IA | NEWPORT BEACH, CA | $7,598,213,385 |
Oct 09, 2026
02:54 PM
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PAGAYA INVESTMENTS US LLC
|
IA | NEW YORK, NY | $985,384,731 |
Oct 01, 2026
08:42 PM
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PAGAYA INVESTMENTS US LLC
|
IA | NEW YORK, NY | $985,384,731 |
Oct 01, 2026
02:40 PM
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PALISADE INFRASTRUCTURE
|
IA | NEW YORK, NY | No funds |
Oct 04, 2026
11:01 AM
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PALOMA PARTNERS MANAGEMENT COMPANY
|
IA | GREENWICH, CT | $32,018,950,406 |
Oct 28, 2026
02:07 PM
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PARK LANE ADVISORS, LLC
|
IA | BIRMINGHAM, AL | $49,401,000 |
Oct 28, 2026
06:15 PM
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PARSONEX ADVISORY SERVICES, INC.
|
IA | ENGLEWOOD, CO | $30,387,458 |
Oct 30, 2026
02:26 PM
|