New Filings (October 2026)
These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.
Total Advisors: 864
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| Advisor Name | Type | Location | Advisor AUM | Filing Date | Details |
|---|---|---|---|---|---|
|
EWING MORRIS & CO. INVESTMENT PARTNERS LTD.
|
ERA | TORONTO, ON, [blank] | $197,626,840 |
Oct 06, 2026
01:45 AM
|
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EXTANT CAPITAL LLC
|
IA | ALBANY, NY | No funds |
Oct 28, 2026
02:11 PM
|
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FACT CAPITAL, L.P.
|
IA | NEW YORK, NY | $341,103,869 |
Oct 02, 2026
12:25 PM
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FAIR OAKS CAPITAL LIMITED
|
ERA | LONDON, ENGLAND, [blank] | $2,488,229,899 |
Oct 22, 2026
01:45 AM
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FALCON INVESTMENT MANAGEMENT
|
ERA | LONDON, [blank] | $293,500,000 |
Oct 14, 2026
01:45 AM
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FENBUSHI ASSOCIATES, LLC
|
ERA | DULUTH, GA | $181,733,000 |
Oct 09, 2026
01:45 AM
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FERGHANA INVESTMENT PARTNERS, LP
|
IA | NEW YORK, NY | $122,222,222 |
Oct 20, 2026
10:19 AM
|
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FERMAT CAPITAL MANAGEMENT, LLC
|
IA | WESTPORT, CT | $201,922,109 |
Oct 22, 2026
03:17 PM
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FEYNMAN POINT ASSET MANAGEMENT
|
IA | NEW YORK, NY | $198,388,333 |
Oct 21, 2026
05:04 PM
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FIDUCIENT ADVISORS LLC
|
IA | CHICAGO, IL | No funds |
Oct 09, 2026
04:05 PM
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FIFIELD COMPANIES
|
ERA | CHICAGO, IL | $62,415,000 |
Oct 05, 2026
01:45 AM
|
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FIFTH DOWN CAP LLC
|
IA | BOSTON, MA | $1,967,429,379 |
Oct 01, 2026
01:04 PM
|
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FINE CAPITAL PARTNERS, L.P.
|
IA | NEW YORK, NY | $986,006,989 |
Oct 15, 2026
01:15 PM
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FINTOP LLC
|
ERA | NASHVILLE, TN | $16,280,500 |
Oct 20, 2026
01:45 AM
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FIRST IN VENTURES MANAGEMENT, INC.
|
IA | HOBE SOUND, FL | $850,782,449 |
Oct 02, 2026
04:18 PM
|
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FIRST IN VENTURES MANAGEMENT, INC.
|
ERA | HOBE SOUND, FL | $850,782,449 |
Oct 02, 2026
01:45 AM
|
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FIRST PACIFIC ADVISORS, LP
|
IA | EL SEGUNDO, CA | $1,474,537,198 |
Oct 23, 2026
02:38 PM
|
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FIRST SENTIER INVESTORS (HONG KONG) LIMITED
|
IA | HONG KONG, [blank] | No funds |
Oct 05, 2026
10:03 PM
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FIRST SENTIER INVESTORS (SINGAPORE)
|
IA | SINGAPORE, [blank] | No funds |
Oct 05, 2026
10:07 PM
|
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FISHER INVESTMENTS
|
IA | PLANO, TX | $301,145,010 |
Oct 07, 2026
10:33 AM
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FIVE STONES CAPITAL
|
ERA | ROCHESTER, NY | $364,218 |
Oct 20, 2026
01:45 AM
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FIVE STONES CAPITAL
|
ERA | ROCHESTER, NY | $364,218 |
Oct 20, 2026
01:45 AM
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FLORENCE PRIVATE LENDING TR
|
ERA | DOVER, DE | No funds |
Oct 18, 2026
01:45 AM
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FLORIN COURT CAPITAL LLP
|
ERA | LONDON, [blank] | $1,327,450,147 |
Oct 21, 2026
01:45 AM
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FLUX CAPITAL FUND MANAGEMENT LLC
|
ERA | LOS ANGELES, CA | $30,410,468 |
Oct 05, 2026
01:45 AM
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FOCUSGROWTH ASSET MANAGEMENT, LP
|
IA | NEW YORK, NY | $405,119,000 |
Oct 22, 2026
03:55 PM
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FORESITE CAPITAL
|
IA | WEST HOLLYWOOD, CA | $3,236,951,841 |
Oct 20, 2026
01:14 PM
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FORGE GLOBAL ADVISORS LLC
|
IA | SAN FRANCISCO, CA | $2,447,802,821 |
Oct 23, 2026
06:46 PM
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FORMAN CAPITAL, LLC
|
IA | DELRAY BEACH, FL | $350,513,798 |
Oct 27, 2026
12:07 PM
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FORT POINT CAPITAL PARTNERS LLC
|
IA | SAN FRANCISCO, CA | $421,309,819 |
Oct 07, 2026
09:43 AM
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FORT WASHINGTON INVESTMENT ADVISORS INC
|
IA | CINCINNATI, OH | $6,540,975,235 |
Oct 23, 2026
04:09 PM
|
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FOSS INVESTMENT ADVISORS, LLC
|
IA | SAN FRANCISCO, CA | $2,880,014,290 |
Oct 23, 2026
08:07 PM
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FOURSTAR WEALTH ADVISORS, LLC
|
IA | CHICAGO, IL | $7,956,469 |
Oct 29, 2026
10:35 PM
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FRIO ENERGY PARTNERS
|
ERA | HOUSTON, TX | $27,195,000 |
Oct 28, 2026
01:45 AM
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FRONTLINE HEALTHCARE PARTNERS
|
IA | CHARLESTON, SC | $168,147,525 |
Oct 14, 2026
04:59 PM
|
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FSA INVESTMENT GROUP, LLC
|
IA | PENSACOLA, FL | $40,000,000 |
Oct 30, 2026
11:48 AM
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FSA INVESTMENT GROUP, LLC
|
IA | PENSACOLA, FL | $40,000,000 |
Oct 27, 2026
10:06 AM
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FUNDSMITH PARTNERS US LLC
|
IA | STAMFORD, CT | No funds |
Oct 19, 2026
05:16 AM
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GAM USA INC.
|
IA | NEW YORK, NY | $547,253,195 |
Oct 05, 2026
12:49 PM
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GAVEA INVESTIMENTOS LTDA
|
ERA | RIO DE JANEIRO - RJ, [blank] | $355,040,570 |
Oct 27, 2026
01:45 AM
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GENERAL CATALYST
|
IA | CAMBRIDGE, MA | $49,136,757,354 |
Oct 05, 2026
10:34 AM
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GENERAL INNOVATION CAPITAL, LLC
|
IA | NEW YORK, NY | $62,278,954 |
Oct 29, 2026
04:05 PM
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GENNX360 MANAGEMENT COMPANY, LLC
|
IA | NEW YORK, NY | $2,904,904,365 |
Oct 22, 2026
01:11 PM
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GFO ADVISORY SERVICES, LLC
|
IA | GREENWICH, CT | $338,089,186 |
Oct 14, 2026
05:11 PM
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GHK CAPITAL PARTNERS LP
|
IA | GREENWICH, CT | $2,752,287,277 |
Oct 27, 2026
05:55 PM
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GIBRALTAR CAPITAL MANAGEMENT, INC.
|
IA | TULSA, OK | $121,057,312 |
Oct 21, 2026
11:33 AM
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GIBRALTAR CAPITAL MANAGEMENT, INC.
|
IA | TULSA, OK | $121,057,312 |
Oct 19, 2026
10:57 AM
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GIBRALTAR WEALTH MANAGEMENT, LLC
|
IA | ABINGTON, PA | $4,348,432 |
Oct 30, 2026
01:56 PM
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GK PRIVATE INVESTMENT LLC
|
IA | SANTA MONICA, CA | $10,835,000 |
Oct 07, 2026
01:32 PM
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GLADSTONE MANAGEMENT
|
IA | LONDON, [blank] | $1,118,666,090 |
Oct 21, 2026
09:02 AM
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