New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
Advisor Name Type Location Advisor AUM Filing Date Details
EWING MORRIS & CO. INVESTMENT PARTNERS LTD.
ERA TORONTO, ON, [blank] $197,626,840
Oct 06, 2026 01:45 AM
EXTANT CAPITAL LLC
IA ALBANY, NY No funds
Oct 28, 2026 02:11 PM
FACT CAPITAL, L.P.
IA NEW YORK, NY $341,103,869
Oct 02, 2026 12:25 PM
FAIR OAKS CAPITAL LIMITED
ERA LONDON, ENGLAND, [blank] $2,488,229,899
Oct 22, 2026 01:45 AM
FALCON INVESTMENT MANAGEMENT
ERA LONDON, [blank] $293,500,000
Oct 14, 2026 01:45 AM
FENBUSHI ASSOCIATES, LLC
ERA DULUTH, GA $181,733,000
Oct 09, 2026 01:45 AM
FERGHANA INVESTMENT PARTNERS, LP
IA NEW YORK, NY $122,222,222
Oct 20, 2026 10:19 AM
FERMAT CAPITAL MANAGEMENT, LLC
IA WESTPORT, CT $201,922,109
Oct 22, 2026 03:17 PM
FEYNMAN POINT ASSET MANAGEMENT
IA NEW YORK, NY $198,388,333
Oct 21, 2026 05:04 PM
FIDUCIENT ADVISORS LLC
IA CHICAGO, IL No funds
Oct 09, 2026 04:05 PM
FIFIELD COMPANIES
ERA CHICAGO, IL $62,415,000
Oct 05, 2026 01:45 AM
FIFTH DOWN CAP LLC
IA BOSTON, MA $1,967,429,379
Oct 01, 2026 01:04 PM
FINE CAPITAL PARTNERS, L.P.
IA NEW YORK, NY $986,006,989
Oct 15, 2026 01:15 PM
FINTOP LLC
ERA NASHVILLE, TN $16,280,500
Oct 20, 2026 01:45 AM
FIRST IN VENTURES MANAGEMENT, INC.
IA HOBE SOUND, FL $850,782,449
Oct 02, 2026 04:18 PM
FIRST IN VENTURES MANAGEMENT, INC.
ERA HOBE SOUND, FL $850,782,449
Oct 02, 2026 01:45 AM
FIRST PACIFIC ADVISORS, LP
IA EL SEGUNDO, CA $1,474,537,198
Oct 23, 2026 02:38 PM
FIRST SENTIER INVESTORS (HONG KONG) LIMITED
IA HONG KONG, [blank] No funds
Oct 05, 2026 10:03 PM
FIRST SENTIER INVESTORS (SINGAPORE)
IA SINGAPORE, [blank] No funds
Oct 05, 2026 10:07 PM
FISHER INVESTMENTS
IA PLANO, TX $301,145,010
Oct 07, 2026 10:33 AM
FIVE STONES CAPITAL
ERA ROCHESTER, NY $364,218
Oct 20, 2026 01:45 AM
FIVE STONES CAPITAL
ERA ROCHESTER, NY $364,218
Oct 20, 2026 01:45 AM
FLORENCE PRIVATE LENDING TR
ERA DOVER, DE No funds
Oct 18, 2026 01:45 AM
FLORIN COURT CAPITAL LLP
ERA LONDON, [blank] $1,327,450,147
Oct 21, 2026 01:45 AM
FLUX CAPITAL FUND MANAGEMENT LLC
ERA LOS ANGELES, CA $30,410,468
Oct 05, 2026 01:45 AM
FOCUSGROWTH ASSET MANAGEMENT, LP
IA NEW YORK, NY $405,119,000
Oct 22, 2026 03:55 PM
FORESITE CAPITAL
IA WEST HOLLYWOOD, CA $3,236,951,841
Oct 20, 2026 01:14 PM
FORGE GLOBAL ADVISORS LLC
IA SAN FRANCISCO, CA $2,447,802,821
Oct 23, 2026 06:46 PM
FORMAN CAPITAL, LLC
IA DELRAY BEACH, FL $350,513,798
Oct 27, 2026 12:07 PM
FORT POINT CAPITAL PARTNERS LLC
IA SAN FRANCISCO, CA $421,309,819
Oct 07, 2026 09:43 AM
FORT WASHINGTON INVESTMENT ADVISORS INC
IA CINCINNATI, OH $6,540,975,235
Oct 23, 2026 04:09 PM
FOSS INVESTMENT ADVISORS, LLC
IA SAN FRANCISCO, CA $2,880,014,290
Oct 23, 2026 08:07 PM
FOURSTAR WEALTH ADVISORS, LLC
IA CHICAGO, IL $7,956,469
Oct 29, 2026 10:35 PM
FRIO ENERGY PARTNERS
ERA HOUSTON, TX $27,195,000
Oct 28, 2026 01:45 AM
FRONTLINE HEALTHCARE PARTNERS
IA CHARLESTON, SC $168,147,525
Oct 14, 2026 04:59 PM
FSA INVESTMENT GROUP, LLC
IA PENSACOLA, FL $40,000,000
Oct 30, 2026 11:48 AM
FSA INVESTMENT GROUP, LLC
IA PENSACOLA, FL $40,000,000
Oct 27, 2026 10:06 AM
FUNDSMITH PARTNERS US LLC
IA STAMFORD, CT No funds
Oct 19, 2026 05:16 AM
GAM USA INC.
IA NEW YORK, NY $547,253,195
Oct 05, 2026 12:49 PM
GAVEA INVESTIMENTOS LTDA
ERA RIO DE JANEIRO - RJ, [blank] $355,040,570
Oct 27, 2026 01:45 AM
GENERAL CATALYST
IA CAMBRIDGE, MA $49,136,757,354
Oct 05, 2026 10:34 AM
GENERAL INNOVATION CAPITAL, LLC
IA NEW YORK, NY $62,278,954
Oct 29, 2026 04:05 PM
GENNX360 MANAGEMENT COMPANY, LLC
IA NEW YORK, NY $2,904,904,365
Oct 22, 2026 01:11 PM
GFO ADVISORY SERVICES, LLC
IA GREENWICH, CT $338,089,186
Oct 14, 2026 05:11 PM
GHK CAPITAL PARTNERS LP
IA GREENWICH, CT $2,752,287,277
Oct 27, 2026 05:55 PM
GIBRALTAR CAPITAL MANAGEMENT, INC.
IA TULSA, OK $121,057,312
Oct 21, 2026 11:33 AM
GIBRALTAR CAPITAL MANAGEMENT, INC.
IA TULSA, OK $121,057,312
Oct 19, 2026 10:57 AM
GIBRALTAR WEALTH MANAGEMENT, LLC
IA ABINGTON, PA $4,348,432
Oct 30, 2026 01:56 PM
GK PRIVATE INVESTMENT LLC
IA SANTA MONICA, CA $10,835,000
Oct 07, 2026 01:32 PM
GLADSTONE MANAGEMENT
IA LONDON, [blank] $1,118,666,090
Oct 21, 2026 09:02 AM