New Filings (October 2026)

These are all of the Investment Advisor and Exempt Registered Advisor filings submitted last month. Duplicate entries represent subsequent filings submitted. Look at the provided timestamps to determine the most recent filing.

Total Advisors: 864
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Default List Group by Location
Advisor Name Type Location Advisor AUM Filing Date Details
DIMENSION MANAGEMENT (HK) LIMITED
 IA HONG KONG, [blank] No funds
Oct 09, 2026 12:18 PM
DIMENSION MANAGEMENT (HK) LIMITED
 IA HONG KONG, [blank] No funds
Oct 02, 2026 01:08 PM
DIMENSION MANAGEMENT (HK) LIMITED
 ERA HONG KONG, [blank] No funds
Oct 02, 2026 01:45 AM
DISCIPLINA CAPITAL MANAGEMENT, LLC
 IA NASHVILLE, TN No funds
Oct 12, 2026 04:51 PM
DIVIDEND GROWTH PARTNERS
 IA HERMOSA BEACH, CA No funds
Oct 06, 2026 01:10 PM
DIVISADERO STREET CAPITAL MANAGEMENT, LP
 IA MIAMI BEACH, FL $2,221,964,455
Oct 16, 2026 02:09 PM
DOLIVER ADVISORS, L.P.
 IA HOUSTON, TX $166,685,809
Oct 01, 2026 06:21 PM
DOLIVER ADVISORS, L.P.
 IA HOUSTON, TX $166,685,809
Oct 01, 2026 05:04 PM
DOLOMITE CAPITAL ADVISORS LLP
 ERA LONDON, WESTMINSTER, [blank] $29,938,000
Oct 07, 2026 01:45 AM
DREW INVESTMENT MANAGEMENT, INC.
 ERA [blank], [blank] $25,000,000
Oct 19, 2026 01:45 AM
DRYDEN CAPITAL, LLC
 IA NEW YORK, NY $29,647,379
Oct 30, 2026 01:34 PM
DS2 CAPITAL LLC
 IA [blank], [blank] $250,625,000
Oct 22, 2026 03:02 PM
DTX VC LLC
 ERA DALLAS, TX $106,500,000
Oct 26, 2026 01:45 AM
DUNAMIS ASSET MANAGEMENT HK LIMITED
 ERA HONG KONG, [blank] No funds
Oct 07, 2026 01:45 AM
DUNAMIS ASSET MANAGEMENT LIMITED
 ERA GANGNAM-GU, SEOUL, [blank] No funds
Oct 14, 2026 01:45 AM
DUNE VENTURES MANAGEMENT, LP
 ERA [blank], [blank] $45,470,548
Oct 16, 2026 01:45 AM
DV CAPITAL ADVISORS, LLC
 IA CHICAGO, IL $203,395,385
Oct 01, 2026 07:34 PM
DWS ALTERNATIVES GLOBAL LIMITED
 IA LONDON, [blank] $9,911,739,053
Oct 29, 2026 08:12 AM
DWS ALTERNATIVES GLOBAL LIMITED
 IA LONDON, [blank] $9,911,739,053
Oct 14, 2026 03:22 PM
DWS INTERNATIONAL GMBH
 IA FRANKFURT AM MAIN, [blank] No funds
Oct 29, 2026 09:10 AM
DWS INTERNATIONAL GMBH
 IA FRANKFURT AM MAIN, [blank] No funds
Oct 14, 2026 03:00 PM
DWS INVESTMENT MANAGEMENT AMERICAS, INC.
 IA NEW YORK, NY $832,201,000
Oct 14, 2026 03:16 PM
DWS INVESTMENT S.A.
 ERA LUXEMBOURG, LUXEMBOURG, [blank] $68,988,112
Oct 29, 2026 01:45 AM
DWS INVESTMENT S.A.
 ERA LUXEMBOURG, LUXEMBOURG, [blank] $68,988,112
Oct 14, 2026 01:45 AM
DYNAMIC TECHNOLOGY LAB PTE LTD
 ERA SINGAPORE, [blank] No funds
Oct 28, 2026 01:45 AM
EAAA PTE. LIMITED
 IA SINGAPORE, [blank] $4,191,443,500
Oct 27, 2026 09:49 AM
EAGLE MERCHANT PARTNERS
 IA ATLANTA, GA $840,645,116
Oct 12, 2026 04:47 PM
EAGLE POINT CREDIT MANAGEMENT LLC
 IA GREENWICH, CT $4,712,781,631
Oct 23, 2026 06:53 AM
EDEN CAPITAL MANAGEMENT LLC
 IA NEW YORK, NY $209,648,658
Oct 30, 2026 04:17 PM
ELEMENT CAPITAL MANAGEMENT LLC
 IA NEW YORK, NY $46,375,740,533
Oct 19, 2026 11:05 AM
ELEMENT CAPITAL MANAGEMENT LLC
 IA NEW YORK, NY $46,375,740,533
Oct 01, 2026 05:24 PM
ELLIOTT INVESTMENT MANAGEMENT L.P.
 IA WEST PALM BEACH, FL $128,623,830,746
Oct 23, 2026 05:13 PM
ELMWOOD ASSET MANAGEMENT LLC
 IA NEW YORK, NY $24,285,364,417
Oct 02, 2026 02:34 PM
EMETH VALUE CAPITAL, LLC
 IA NEW ORLEANS, LA No funds
Oct 26, 2026 01:39 PM
EMISSARY WEALTH
 IA HACKENSACK, NJ $18,498,003
Oct 30, 2026 02:22 PM
EMPIRA INVESTMENT SOLUTIONS S.A.
 ERA GREVENMACHER, [blank] No funds
Oct 30, 2026 01:45 AM
ENCOMPASS MORE ASSET MANAGEMENT LLC
 IA DANVILLE, CA $2,640,000
Oct 13, 2026 10:09 AM
ENCORE UGP LLC
 ERA CLAYTON, MO $104,855,451
Oct 13, 2026 01:45 AM
ENDURING INVESTMENTS LLC
 IA [blank], [blank] $2,162,013
Oct 26, 2026 01:06 PM
ENDURING INVESTMENTS LLC
 IA [blank], [blank] $2,162,013
Oct 19, 2026 09:24 PM
ENGINEERS GATE MANAGER LP
 IA NEW YORK, NY $18,191,533,531
Oct 09, 2026 03:14 PM
ENTERPRISE INVESTORS
 IA NEW YORK, NY $1,579,262,896
Oct 28, 2026 12:03 PM
ENTREPRENEUR EQUITY PARTNERS, LLC
 ERA DENVER, CO $10,027,000
Oct 27, 2026 01:45 AM
ENTREPRENEUR FIRST INVESTMENT MANAGER LLP
 IA LONDON, [blank] $1,190,167,370
Oct 16, 2026 09:18 AM
ENTRYPOINT CAPITAL, LLC
 IA NEW YORK, NY $799,157,153
Oct 15, 2026 09:55 PM
ENVISION ASSET MANAGEMENT
 IA TRIBECA CENTRAL, TRIANON, [blank] $151,911,003
Oct 30, 2026 10:54 AM
EPOCH CAPITAL, US
 IA NEW YORK, NY $898,722,092
Oct 20, 2026 10:48 AM
EQ WEALTH MANAGEMENT
 IA [blank], [blank] $27,609,606
Oct 12, 2026 02:07 PM
EVELYN PARTNERS ASSET MANAGEMENT LIMITED
 IA LONDON, [blank] $93,551,532
Oct 22, 2026 07:38 AM
EVERCREST CAPITAL PARTNERS LLC
 ERA [blank], [blank] $33,875,000
Oct 09, 2026 01:45 AM